Buying Genocide, Part 3

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Nazis as Socialists: How Accurate a Description?

An economic historian, Andrei Znamenski, wrote a nice analysis of the question of whether the National Socialists were really socialists. He begins by noting a fascinating historical fact: in the West outside of Germany, people to this day call the NSDAP “Nazis,” whereas the Germans still call them National Socialists. The full name of the party was of course the National Socialist German Workers Party, but Germans use — and used — just the first two words. Znamenski points out that Hitler and his followers never liked the term “Nazi”; they used “National Socialist” or the initials ND or NSDP. And in the years after the discovery of the Holocaust, “Nazi” — like “fascist” — became a generic term of abuse against political opponents. So we now have expressions like “condo-Nazi” and “femi-Nazi.” But as Znamenski notes, this is odd. Historians and other intellectuals never use “Commies” when writing about the Soviet Union under Stalin — they call people “Soviets” and so on. In fact, Znamenski observes, the Left in the West has systematically refused to recognize the egalitarian and socialist aspects of National Socialism. It has instead pushed two versions of the “Hitler Myth.”

One version — the one the communist and socialist Left most embraced — is that Hitler, while manipulating ordinary Germans, especially the bourgeoisie, was a puppet of the large industrial capitalists. That is, this Leftist myth has it that Nazism in particular and fascism in general “were the last-ditch effort of decaying monopoly capitalism that used them [i.e., dictators like Hitler and Mussolini] in their desperate desire to save the [capitalist] system from its final and unavoidable collapse” (550).

The Left in the West has systematically refused to recognize the egalitarian and socialist aspects of National Socialism.

This idea is belied by the facts. Early on (1925–1933), two-thirds of Nazi Party members were workers, farmers, and professionals. By the mid-1930s, industrial workers — who earlier supported by huge margins the Social Democratic and Communist Parties — were drawn over to the National Socialists, primarily because of the Party’s program of full employment. By the mid-1930s, nearly half of the SS were people of working-class background. By contrast, the industrialists overwhelmingly favored the conservative and ultra-conservative parties — the German National People’s Party, the German People’s Party, and the Catholic Center.

The second version of the Hitler Myth — the one most embraced by the progressive liberal and non-communist Left — was that Hitler was a demonic, uniquely charismatic dictator “who took advantage of the German people’s sadomasochistic and authoritative nature — enabled in this by the Great Depression.” Znamenski cites as an example a recent BBC documentary written by Laurence Rees, The Dark Charisma of Adolf Hitler.

By the mid-1930s, nearly half of the SS were people of working-class background.

Znamenski doesn’t reply directly to this myth, so I will. I would suggest that it is in fact a pseudo-explanation. To say that Hitler was “charismatic” is merely to say that he was able to make his message resonate with many people. But the issues remain: what was the message? Why was it ultimately more appealing than the communist, mainstream socialist, progressive and conservative ideologies? Saying that Hitler (or Churchill, FDR, JFK, or Reagan) was charismatic is like saying that silent movie star Clara Bow was the “It” girl — the word names rather than explains an historical fact.

Yet, as Znamenski argues, the work of Götz Aly and others enables us to see that Hitler’s regime was indeed both nationalistic and socialistic:

Their goal was to empower all people of “Aryan stock” at the expense of non-Germans. Whereas Stalin cannibalized his own population, expropriating and phasing out segments of society on the basis of their social and class origin, Hitler rejected class warfare and acted as a “benign” dictator toward the German people. His bio-politics aspired to mold the members of the Aryan “tribe” into an all-inclusive “people’s community” (Volksgemeinschaft) by uplifting them not through attacks on “class” aliens but on ethnic and racial “others.” Hence the ideological emphasis of Hitler’s regime on the expropriation of resources belonging to non-Germans and the exploitation of their slave labor. (545).

He might have added the exploitation of their bodies — the hair, the gold teeth, and even the ashes of bones used as fertilizer. National Socialism was similar to the international variety: anti-bourgeois, aiming for a classless system, but dissimilar primarily in privileging one ethnic group at the expense of others.

Znamenski adds a number of important points, including the fact that Hitler espoused socialist views before he adopted virulent anti-Semitic ones. Underscoring Aly’s analysis of the regime’s purchase of popular support, Znamenski quotes Albert Speer, the regime’s preferred architect and minister of war production:

It remains one of the oddities of this war that Hitler demanded far less from his people than Churchill and Roosevelt did from their respective nations. The German leaders were not disposed to make sacrifices themselves or ask sacrifices of the people. They tried to keep the morale of the people in the best possible state by concessions. (546)

It is worth noting that the top income tax rate in Germany throughout the war was a mere 13.7%, compared to 23.7% in Great Britain, and a whopping 94% in the United States.

One last, provocative point that Znamenski makes is that as the Nazis gained power, their socialist opponents started aping the nationalist aspect of National Socialism. In Germany, a group of communists formed their own splinter party — National Bolshevism — which (among other things) espoused militarism and anti-Semitism. They had posters with both the red star and the swastika and their street fighters were called “beefsteak” (brown on the outside, red on the inside).

He might have added the exploitation of their bodies — the hair, the gold teeth, and even the ashes of bones used as fertilizer.

Even more interesting is the response of Stalin to Hitler, a man whom Stalin trusted and admired at some level, but also feared. During the ferocious war with Nazi Germany, a war costing the lives of upwards of 22 million Russians, Stalin started openly appealing to Russian patriotism (as opposed to class warfare) and even loosened restrictions on the Russian Orthodox Church. After the war, Stalin aped Hitler ever more closely, In January 1953, an aging Stalin had the state propaganda organ Pravda put out the story that a group of Kremlin doctors, almost all of them Jewish, had poisoned two of Stalin’s closest aides and taken part in a “vast plot conducted by Western imperialists and Zionists to kill the top Soviet political and military leadership.” This was the Doctors’ Plot, and Stalin intended to have a show trial to set up a national campaign to rid the Soviet Union of “cosmopolitan” and “Zionist” elements. In short, Stalin was going to go after Russia’s (then) 2 million Jews. They would be sent to Stalin’s own concentration camp system, under the pretext of protecting them. No doubt the Jews would have been sent to the industrial camps to be used as slaves to support the Soviet regime. Stalin’s own profound anti-Semitism was a partial motive for his actions, but one suspects that he figured out that he could help pay for his war against the West by stealing whatever Jewish assets were left, just as this strategy worked for the Nazis (at least for a while). Only Stalin’s death a few months later stopped this plan from being implemented.

As fine as Znamenski’s analysis is, however, it requires considerable qualification.

First, there was a salient difference between Nazism and socialism (as that was typically defined), concerning ownership of private property. Specifically, even “democratic” socialist regimes traditionally advocated the nationalization (the socialization or social ownership of) major industries. For instance, Britain after WWII nationalized the coal, electricity, railway, and healthcare industries. And the communists essentially tried to own all industries, virtually socializing all sources of production, even family farms.

In Germany, a group of communists formed their own splinter party — National Bolshevism — which espoused militarism and anti-Semitism.

However, the Nazis seemed ambivalent about socialist economics. While their early party platform advocated nationalization of major industries, when in power Hitler actually privatized a number of companies. These included four major banks; the German railway, then the second largest socialized company in the world; the largest German steel company; several shipbuilding companies; and the company that controlled all the metal production in Upper Silesia.

Hitler’s own description of his economic views is at least unclear, if not downright oxymoronic. He said at one point, “We are socialists; we are enemies of today’s capitalistic system.” However, he also held that socialism of the Nazi sort “has nothing to do with Marxian socialism . . . Marxism is anti-property; true socialism is not.” And he said in private, “I absolutely insist on protecting private property . . . we must encourage private initiative.” Again, Hitler said, “Socialism! That is an unfortunate word altogether . . . What does socialism really mean? If people have something to eat and their pleasures, then they have their socialism.” He also said, “The basic feature of our economic theory is that we have no theory at all.”

One revealing thing that Hitler (after achieving power) said in this regard was, “There is no license anymore, no private sphere where the individual belongs to himself. That is socialism, not such trivial matters as the possibility of privately owning the means of production. Such things mean nothing if I subject people to a kind of discipline they can’t escape . . . what need have we to socialize banks and factories? We socialize human beings.”

Stalin figured out that he could help pay for his war against the West by stealing whatever Jewish assets were left, just as this strategy worked for the Nazis (at least for a while)

This has puzzled some commentators, so much that some say the Nazi regime didn’t really have an economic ideology. But it did, of course: it had its own form of corporatism (or “corporativism”). Corporatism permits private businesses but organizes them by industrial sector and tightly controls them (as well as the workers) so that economic production satisfies the state’s needs and purposes. From the corporatist perspective, what was needed was not the elimination of private enterprise but its total control by the State for the good of the people generally.

So under corporatism the State is the chief institution. No wonder the Italian fascists summarized this view as: “Everything for the state; nothing outside the state; nothing against the state.” It is worth noting that this vision (of the various institutions in society not competing and clashing, but of cooperating — under the direction of the state) is a vison shared by more than fascists and National Socialists: it is attractive to many Catholic social philosophers (who have advocated a “Catholic corporatism”), many American soi-disant progressives, and the present-day leadership of both China and Russia.

Under corporatism, people are allowed to keep their private property, including their businesses, even large ones, but only if these are controlled by and run for the benefit of the state. Neosocialism, of which fascism and National Socialism were varieties, can be defined as the state pursuit of socialist social goals (such as equality and “fraternity”) through a corporatist rather than a socialist economy.That is, a neosocialist state will pursue wealth equality, say, or fraternity (e.g., Volksgemeinschaft), not by nationalizing industries sector by sector but by controlling and coordinating the private companies to further these goals, including taxing businesses and redistributing the wealth.

From the corporatist perspective, what was needed was not the elimination of private enterprise but its total control by the State for the good of the people generally.

The concept of Volksgemeinschaft informed the National Socialist form of corporatism. The state would not directly own, but would certainly direct all major industries, and control and coordinate labor, industry, farming, the educational system, and the media for the benefit of the Volk, through its embodiment as the state, which was in turn embodied in the Führer.

The Nazi regime pursued classical corporatist economic policies, including central planning, massive controls, autarkic and one-sided trade policies, and massive spending programs. The regime replaced the trade unions with a unified German Labor Front, under regime control, which banned strikes, lockouts, and summary terminations. The regime replaced all the chambers of commerce with a unified Chamber of Economics, which then was folded into the Labor Front. The combined Labor Front and Chamber of Economics was run by a board of trustees, all appointed by the regime. Small businesses were monitored by shop councils and Courts of Honor that cooperated with small business owners to set working standards and wages — under the supervision of the regime.

The first economic program the regime formulated was a massive infrastructure program, which led to a 300% increase in the number of construction workers. The regime controlled the number of car models made, and (when war broke out) restricted their use. The regime of course rapidly increased military spending, which hit 10% of GDP in 1936, vastly more than that of any other European nation. And while there were regime members who favored free market policies, the faction that favored autarkic policies and a military economy won out — Hitler envisioning a struggle to the death between National Socialism and “Judeo-Bolshevism.” Germany’s trade policy was reconfigured to favor trade with southern and southeastern Europe, aiming to make southern Europe and the Balkans dependent upon the regime, supplying it with raw materials in exchange for German manufactured goods. The regime fostered the creation of monopolies and oligopolies, the better to control them. Naturally, the degree of state control over the economy only increased with the outbreak and then escalation of the war.

The state would not directly own, but would certainly direct all major industries for the benefit of the Volk, through its embodiment as the state.

The clear Nazi aim was to provide a high standard of living for citizens of the country — an aim that was never urgent for Stalin. But consider another major difference between Stalin and Hitler. Lenin had achieved power by armed revolt and Stalin by systematically eliminating his rivals in the party dictatorship. At no point did Lenin, Stalin, or any of the Bolsheviks ever have to face genuine elections with actual opposition parties, parties with competing ideologies, as the Nazis originally did. This may be part of the reason why Stalin could (in Znamenski’s nice phrase) “cannibalize” his own population, selecting various groups on the basis of alleged class affiliation for use in the Soviet’s own vast concentration camp system. However, the Nazis retained to the end the sense that they needed to keep their base — German workers, farmers, small businesses, bureaucrats, big businesses, the military command — at least materially provided for until the end. And as I explain below, there was a deeper motive for the National Socialist transfer of wealth to German citizens.

In the end, the regime collapsed, because as the conquests were halted and then rolled back — and the number of Jews (and others) whose assets and labor it could completely seize diminished — it ran out of money, men, and machines to continue fighting.

The regime fostered the creation of monopolies and oligopolies, the better to control them.

In fine, the Nazi regime was truly socialist. And it died as all socialist schemes must, for precisely the reason Baroness Thatcher identified so clearly: it ran out of other people’s assets to steal.

Nazi Anti-Semitism: Was it Unique?

In the last section I focused on the socialist aspect of National Socialism. Let us turn now to the nationalistic side.

It is a question often asked: How could the Germans — arguably the most culturally advanced people in the world at the time — descend into the barbarism of totalitarianism and genocide? I suggest that a great part of the answer lies precisely in that advanced culture.

Let me start by talking about an influential German sociologist who helped shape National Socialist ideology: Ferdinand Tonnies (1855–1936), a star in the German academic world. Tonnies distinguished between Gemeinschaft (roughly “organic community”) and Gesellschaft (roughly, “associational society”). Gemeinschaft is the sort of emotionally tight community that (allegedly) characterizes the family and long-standing ethnically homogeneous neighborhoods. In such communities, Tonnies held, individuals have mutually recognized roles to play in set relationships defined by Wesenwille (“natural will”), which consists of naturally occurring emotions. People behave towards one another in accordance with traditional social rules developed by a shared organic history.

In the end, the regime died as all socialist schemes must, for precisely the reason Margaret Thatcher identified so clearly: it ran out of other people’s assets to steal.

In contrast, Tonnies said, Gesellschaft is the sort of loosely structured and diverse organizations such as governmental bureaucracies and large industrial companies. Such organizations are characterized by Kurwille (“rational will”), relationships based solely on rational self-interest. The growth of Gesellschaft (during the industrial revolution) undermined the ties of family and neighborhood, resulting in an impersonal society and widespread alienation, the feeling of being separated from one’s work and society generally. This is a line of thought that traces back to Marx at least.

Now, Tonnies held that all societies contain both sorts of organizations, though a given society may have a dominance of either Gemeinschaft or Gesellschaft. His view was not that societies should aim at one or the other type of association, but rather (in the words of the New World Encyclopedia), “More important for the developed of a successful society is the effort to harmonize the two aspects, and thus to ensure that both individual goals and the needs of the society as a whole are satisfied, while maintaining the element of care and concern for each person as members of one human family.”

In much sociological literature, then as now, so-called observational science is mixed with ethical value judgments. The fact-value distinction — or in Humean terms, the is-ought distinction — is routinely disregarded by sociologists in particular, and social scientists in general.[1] Whatever Tonnies meant about balancing the two types of association, by his very description, Gemeinschaft is more appealing, especially to people of a romantic bent. Isn’t familial concern a better basis for society than cold, selfish calculation? So, while Tonnies opposed the Nazis, leading them to strip him of his emeritus position in 1933, the National Socialists seized on his concept of Gemeinschaft and made it the center of their worldview. More precisely, the Party’s sociological ideology was centered on turning Germany into a Volksgemeinschaft — in this case, an extended Aryan clan.

German socialism is informed by the national spirit, the antithesis of the German spirit is the Jewish spirit, and the main goal of the German people and National Socialism is to eliminate that Jewish spirit.

We can now turn to Werner Sombart. Znamenski mentions the key influence that Sombart (1863–1941) played in the development of national socialist ideology but doesn’t spell out this influence. Sombart started as a Marxist, but moved away from Marxism to develop his own rightist critique of (modern) capitalism. He laid his views out in his magnum opus, The Modern Capitalism: Historical and Systematic Presentation of the Overall European Economic Life from its Beginnings to the Present Day[2] — first published in two volumes in 1902, then expanded in 1916, and growing to three volumes by 1927 — as well as The Jews and Modern Capitalism — published in 1911.

Sombart held that capitalism developed in three stages: early capitalism (prior to the industrial revolution); high capitalism (beginning in 1760 or so); and late capitalism (beginning with World War I). In Sombart’s analysis, early capitalism — medieval commerce — was a stable, coherent, supportive system, in which guilds and merchants cooperated, with wages held constant at a “just” level, markets shared equitably by the players, profits and wages guaranteed but held to reasonable levels, and markets with production levels limited and protected from competition with those in other places. But, he argued, because Jewish traders and manufacturers were excluded from the guilds, the Jews developed a hatred for the system, deliberately destroyed it and replaced it by modern predatory capitalism, with its unlimited competition.

In a book he wrote at the outset of WWI, Sombart advocated the theory that the war was the unavoidable clash “between the English commercial civilization and the heroic culture of Germany.” The English, under the influence of their commercial mindset, with its utilitarian emphasis on the happiness of individual people, had lost their warlike instincts. He held that the highest ideal was the “German idea of the State. . . . The State is neither founded nor formed by individuals, nor is its purpose to serve any interests of individuals. It is a Volksgemeinschaft in which the individual has no rights but only duties.”

Considering that this is precisely how Hitler consummated his power after gaining office, Schmitt’s work is prophetic, to say the least.

By 1917 Sombart was a full professor at one of the top universities in Germany, and was more renowned as a sociologist than even his longtime friend Max Weber. By the early 1930s, he had moved into the National Socialism orbit.[3] In a 1934 book called German Socialism, he claimed that German socialism puts the “welfare of the whole over the welfare of the individual.” This new socialism requires “a planned economy in accordance with state regulations.” Moreover, German socialism is informed by the Volkgeist (national spirit), the antithesis of the German spirit is the Jewish spirit, and the main goal of the German people and National Socialism is to eliminate that Jewish spirit.

Besides Sombart, there were a number of other academic or intellectual stars whose views informed the development of the National Socialist ideology in the 1920s. These thinkers, whom Jeffrey Herf has called “reactionary modernists,” tried to combine progressive feelings toward modern technology with regressive feelings toward modern democratic government and free market economics. They included sociologist Hans Freyer (1887–1969), philosopher Martin Heidegger (1889–1976), writer Ernst Jünger (1895–1998), legal scholar Carl Schmitt (1888–1985), and historian Oswald Spengler (1880–1936). While these thinkers differed in their receptivity to the National Socialist party — most joining the party enthusiastically, but one of them (Spengler) being critical of it — they were all “nationalists who turned the romantic anti-capitalism of the German Right away from backward-looking pastoralism, pointing instead to the outlines of a beautifully new order replacing the formless chaos due to capitalism in a united, technologically advanced nation” (264).

How enthusiastic Sombart and Heidegger were about technological advance is open to dispute, but that these thinkers contributed ideas that informed National Socialism is not. Freyer held that the highest stage of society is the state in which individuals merge into a collective unity. Jünger wrote that the Jews had to be either completely assimilated or forced to immigrate to Palestine. Spengler argued for a Prussian Socialism, meaning a German nationalistic non-Marxist socialism.

This is, of course, a standard fascist trope — suggesting there is such a thing as “the Will of the People” in a collective sense.

Especially useful to the National Socialists in developing their views about government and law was the work of Carl Schmitt. During the 1920s, he wrote a string of influential essays and books with ideas that the National Socialists found useful. For example, in 1921, he published the essay On Dictatorship, in which he argued that one of the most effective components of the new (Weimar) constitution was the power given to the president to declare a state of emergency, which he characterizes as dictatorial. Considering that this is precisely how Hitler consummated his power after gaining office, Schmitt’s work is prophetic, to say the least. And Schmitt urged that dictatorship means simply power achieved by other than the slow means permitted by republican democracy.

Just a year later (1922), Schmitt published another controversial essay — Political Theology — in which he advanced the thesis that political theory investigates the state in precisely the way theology investigates God. In 1923 — a decade before he joined the Nazi Party — he published a critique of the legitimacy of parliamentary government entitled The Crisis of Parliamentary Democracy. In this work he attacked the practices of representative liberal politics in ways that ironically anticipate by a half-century Public Choice Theory, arguing that actual party politics are far from the ideal of dispassionate rational actors debating policy prescriptions with the goal of reaching the best answer for society, but are instead the trading of favors in back rooms. He also questioned the idea that a majority vote represents the will of the people. As an author of the excellent Stanford Encyclopedia of Philosophy entry on Schmitt puts it:

If a majority can overrule a minority, and identify its will with the will of the people, why should it not be possible for the will of a minority to express the will of the people? What if a group of democratic rebels want to establish a democracy in a society where most people are opposed to the principle of democracy? Would they not be justified, from a democratic point of view, to abandon majority rule, to identify their own will as the will of the people, and to subject their compatriots to a re-education dictatorship? Schmitt suggests that such a dictatorship would still have to be considered democratic, since it still appeals to the idea that political rule ought to be base or the will of the people.

This is, of course, a standard fascist trope — suggesting there is such a thing as “the Will of the People” in a collective sense. His was a sophisticated defense and explication of the fascist notion that the dictator can better represent the Will of the People than even — the majority of the people!

The last major work that Schmitt brought out during the period during which the National Socialists were solidifying their general ideology and electoral platforms (the early- to mid-1920s) was The Concept of the Political (1927; with views elaborated in Constitutional Theory, 1928). In this work, he advances the theory that “the political” is what is central to politics, not mere party politics. The political, he held, is always and everywhere constituted by the existential delineation of friend from enemy. Not even friend from other, please note, but friend from enemy. The enemy can be anybody felt by the dominant political group to be different and alien “in an especially intense way.” And the difference that sets the enemy apart need not be nationality — it can be any difference (racial, religious, or ideological) so long as it is felt deeply enough to become a violent struggle with the other.[4]

The notion that the state’s political unity necessarily requires the delineation of an enemy that threatens the people’s interests and wellbeing is tailor-made as a justification for the singularly virulent National Socialist anti-Semitism.

Looking at the work of Tonnies and Sombart in relation to the development of National Socialist ideology, I think we are in a position at least partially to answer the question raised by the work of Goldhagen: whether the reason for Hitler’s support was that the German culture had a uniquely virulent form of anti-Semitism — eliminationist anti-Semitism — that accounted for the German public support of the Holocaust.

The notion that the state’s political unity necessarily requires the delineation of an enemy is tailor-made for National Socialist anti-Semitism.

The idea that there is a unique form of anti-Semitism indigenous in German culture seems dubious on its face. The standard form of anti-Semitism is one common in Europe, but also in North and South America, and the Middle East. It is what I call lumpen anti-Semitism — the anti-Semitism of the average, not particularly well-educated Christian. Among many Christians, it takes the form of hating Jews, allegedly because they “killed Christ,” but also generally from “prophet rejection resentment,” the idea that Jews are people who reject the view of Jesus as Messiah, and even more as the son of God. Lumpen anti-Semitism is quite common among Muslims as well, because Jews also reject Muhammad as a prophet. Pogroms aimed at Jews were recurrent in European history. Note, however, that lumpen anti-Semitism is not eliminationist: throughout European history, typically, if any Jews converted to Christianity (or Islam), no further attacks were made on them.

But the Nazi Party’s ideological anti-Semitism was never based on the idea of prophet rejection, or on any aspect of Christian theology, for the simple reason that the Party never allied itself with any Christian religion, in the way some other German right-wing parties had.[5] No, the Nazi Party’s anti-Semitism was what we can call doctrinaire anti-Semitism. It was informed by the rightist anti-capitalism of the German academic right-wing critics of modern capitalism, which held that Jews represent modern capitalism, that they are solely interested in profit and market share, not Volksgemeinschaft, that they want unrestrained free markets and widespread free trade, rather than structured and controlled nationally autarchic markets. This was the justification for the singular twist of Nationalist Socialist anti-Semitism.

What was unique to Germany was the presence in the late 1800s and early 1900s of a group of major academic thinkers — truly academic superstars — whose writings were not widely influential outside the German world but profoundly informed the National Socialist ideology. It was a more “sophisticated” anti-Semitism based on a hatred of modern capitalism rather than a love of ancient religion. It tapped into a pre-existing strain of German romantic pastoralism. And it was given a racial basis by the Nazis. This is what was deliberately spread by the Nazi propaganda regime, certainly exploiting pre-existing lumpen anti-Semitism but twisting it into the doctrinaire anti-Semitism.

The idea that there is a unique form of anti-Semitism indigenous in German culture seems dubious on its face.

If you want to see the Tonnies-Sombart strain of socioeconomic theory in Nazi ideology, there is no better place to look than one of the five major anti-Semitic propaganda movies the regime produced during the period 1939 to 1940, Linen from Ireland (Linen aus Irland, 1939). I have discussed this film extensively elsewhere, so I will be brief here. Suffice it to say that the plot concerns humble German village artisans and a local company owned by a man who, although he is wealthy, has total respect for them. The artisans make linen, and the local company buys it. Together the local tradesman and the company form a cozy economic Volksgemeinschaft — the artisans earn a decent living, taking pride in the craft that they and their ancestors have practiced time out of mind, the company owner gets rich, but not “obscenely” so, and looks out for the artisans in a patriarchal sort of way. The owner and the artisans are able to get the prices needed for them all to live well because the government imposes steep tariffs on linen imported from Ireland — where apparently it can be produced much more cheaply.

Into this German spirit heaven — heaven for the workers and owners, but apparently not for the consumers who are forced to pay higher prices! — steps a devil right out of Jewish spirit hell. A big company owned by a good Aryan but controlled by a scheming Jewish manager buys out the local linen companies so that they will not oppose a scheme to end tariffs on imported linen. The manager’s scheme calls for importing cheap linen from Ireland and then shutting down the domestic industry. The Jewish manager is portrayed as quite willing to do this and thereby (the film alleges) destroy the centuries-old community and starve thousands of people, because (as he brags) he is a man of the world, not rooted in any community. Only at the end is his scheme exposed and halted.

The Conviction of Ideologues

In this essay have tried to explore a number of points, some specific to National Socialism, and some more general. I explored the general compliance mechanisms of power, purchase, and persuasion. I argue that these tools are not mutually exclusive; any regime will use all three to get citizens to comply with its goals. Clearly, the National Socialists did so. In an earlier essay I argued that they had a propaganda machine second to none, which I illustrated by showing the amount of work the regime devoted to just one tiny medium of propaganda — uniforms and insignia.[6] In this piece I covered in detail how the regime carefully used racially redistributionist economic policy to give German citizens material prosperity, thus purchasing popular support. (In a subsequent essay, I will explore the regime’s use of power to enforce support).

Into this German spirit heaven steps a devil right out of Jewish spirit hell.

This brings us to another subject that I examined: the degree to which the National Socialists were socialists. Here, the answer is probably surprising to most Americans, but as Aly’s work brilliantly establishes, the National Socialists were indeed profoundly socialistic; that is, they pursued the practice common to all socialist regimes of targeting a subset of the population and then confiscating its assets, but they pushed the practice farther than most socialist regimes do. Rather than take, say, 75% of a targeted person’s income (as the present socialist prime minister of France has tried to do), the National Socialists tried to take, and often succeeded in taking, 100% of the targets’ assets, right down to their labor, personal belongings, and ultimately their bodies — hair, teeth and bones. This worked for a short while — only about a dozen years, which is just a blink of the eye in historical terms — in delivering material wealth to the nontargeted “Aryan” Germans. The National Socialists engaged in a radical redistributionist frenzy, but it worked only for a brief period.

The third subject I explored was the nationalist side of National Socialism. I suggested that what was unique about National Socialism was its explicit identification of Jews as the main enemy, and its focus on proper “Aryan” Germans of all economic classes. It wanted a fascist dictatorship of the Aryans, rather than the Marxist dictatorship of the proletariat. This identification with the German nation, presented as a desire for a Volksgemeinschaft, was a crucial feature of Nazi ideology, crafted to win popular support, especially the support of workers and farmers, away from other socialist and communist parties. The strategy worked so well that the communists started emulating the Nazis’ nationalism. Patriotism is a much more powerful identity than class.

The fourth matter I examined was the unique nature of National Socialist anti-Semitism. It transformed the traditional religious lumpen anti-Semitism, based on prophet rejection, into a pseudo-scientific doctrinaire anti-Semitism based on race-genetic theory, Social Darwinist eugenics theory, and right-wing anticapitalist sociological theory promulgated by major German academics. So the National Socialists didn’t just engage in a radical redistributionist frenzy; they engaged in a radical racial redistributionist frenzy.

The National Socialists were indeed profoundly socialistic; they pursued the socialist practice of targeting a subset of the population and then confiscating its assets, but they pushed the practice farther than most socialist regimes do.

How does this understanding of National Socialist ideology help us come at the Goldhagen-Groth dispute? Both authors were right about some things and wrong about others. Goldhagen (and Gellately) are right in thinking that the German people broadly backed the regime, and that anti-Semitism was historically common in German culture. But Groth is right in thinking that native German anti-Semitism was no different from that kind that is present in virtually all Christian and Muslim countries (then and now), not some special “eliminationist” anti-Semitism. More importantly, Groth is right in thinking that the regime’s popular support didn’t rest upon the German people’s anti-Semitism.

He is wrong, however, in his failure to recognize that National Socialist ideology certainly did have a different and more dangerous anti-Semitism than the lumpen variety. The regime’s anti-Semitism was based on racial genetics and anti-capitalist sociological culture. More importantly, Groth is wrong in thinking that the regime did not enjoy broad support throughout its existence. It did have that support, not because the whole populace shared its ideological anti-Semitism, but because the regime delivered substantial material wealth and other seeming geopolitical successes (at least until 1943). To reiterate a rejoinder I earlier made to Groth, this hardly validates Hitler. Yes, he gave his political base material wealth and national pride, but it was wealth stolen from viciously victimized people, especially the Jews, and it was national pride based on the brutal seizure of other countries’ lands.

Let me end by discussing briefly the issue of the role that ideology played in the “Final Solution.” I’ll repeat an observation made by Stephen Kotkin, who is arguably the greatest authority on Stalin and the Soviet Union. He makes the point that contemporary scholars now have access to archives recording what Stalin and other high-level officials said in private to one another. What scholars have discovered, Kotkin notes sarcastically, is that the communists really were — communist! In other words, the Party officials were true believers in Marxist-Leninist ideology at the highest level.

The Nazi regimed enjoyed broad support, not because the whole populace shared its ideological anti-Semitism, but because until 1943 it delivered substantial material wealth and other seeming geopolitical successes.

I would suggest that anyone interested in National Socialism take the same perspective. The Nazi leadership were true believers. Hitler, Himmler, Goebbels et al. really accepted National Socialist ideology, including especially its doctrinaire anti-Semitism, as fully true. They didn’t cynically target Jews and just call them racially and culturally inferior and dangerous; no, they targeted Jews because they viewed them precisely as such.

Now, was the National Socialism “eliminationist”? It certainly seems to be an open question, in that while the Party’s hostility towards the Jews was made manifest from the start, with a sequence of targeting actions. Yet in reality no attempts to exterminate the Jews in Germany or elsewhere took place before 1941. What was going on?

My suggestion — or better, my speculation — is that we need to differentiate between inherent and operational eliminationism. From 1933, when Hitler achieved power, to 1939 when he invaded Poland and the English declared war upon him, he was content to rack up geopolitical gains and simply harass Jews into emigrating (after seizing most of their tangible assets). The arch-ideologue Eichmann himself kept pushing his “Madagascar Plan” (under which all European Jews were to be dispossessed of assets and then shipped to Madagascar to live) until 1939 or later.

The Nazi leadership were true believers. Hitler, Himmler, Goebbels et al. really accepted National Socialist ideology, including especially its doctrinaire anti-Semitism, as fully true.

This was consistent with what I will call inherent eliminationism. If your anti-Semitism holds that Jews are racially inferior but also culturally dangerous to true Aryans, and you hold that true Aryans will eventually conquer the world, this would seem to imply that eventually, Jewish people must be eliminated. But that is like saying, “Someday, the Messiah will come.” It is more a statement of faith in the future than an imperative for the present.

But in 1939, things began to rapidly change. After earlier geopolitical successes with no military opposition, Hitler’s invasion of Poland finally brought Britain and France into the war. He had earlier threatened to hold Jews at fault if war ever broke out. In 1939, he had his excuse.

I suspect that the planning for the war with Britain and France in late 1938 was a big part of the reason the regime started the production of its first two explicitly anti-Semitic feature films, Robert and Bertram and Linen from Ireland, both produced in 1938 and released the next year (the first just two months before and the second one month after the outbreak of the war). Preparing for the actual use of the Wehrmacht (and recognizing the massive increase in funding this would require) led the regime to start actively preparing the public for the wholesale dispossession of the Jews.

In 1939, planning started in earnest toward the Wehrmacht’s much bigger challenge of invading the Low Countries and France, which again would increase the need for seized assets. Moreover, both Hitler and Goebbels were disappointed with the strength of the anti-Semitic messages of the 1939 films. So the three major regime studios were ordered to start production on major production anti-Semitic propaganda films. These films (The Rothschilds, Jud Suss, and The Eternal Jew) were released in 1940.

The socialistic solution to the nationalistic military program was to target Jews for complete dispossession, followed by the looting of captive peoples generally.

The war clearly went in Germany’s favor from 1939 until 1941. The regime rapidly conquered the Western half of Poland, the Nordic countries, and France with relative ease. It was only with the defeat of the Luftwaffe in the skies over Britain in 1941 (which ended the possibility of invading Britain) that the regime began to sense its vulnerability, and it was in 1941 that the decision was made to exterminate (rather that force the emigration of) the Jews.

So it was a real change in geopolitical realities that induced the National Socialists to move from merely implicit to actually explicit eliminationist anti-Semitism, and then to the implementation of the Final Solution. The socialistic solution to the nationalistic military program was to target Jews for complete dispossession, followed by the looting of captive peoples generally. This allowed the regime to purchase the support of the average (non-Jewish) German with stolen food, clothing, furniture, and homes.

In the first article in this series, “Total Regime, Total Propaganda,” I suggested that one crucial mechanism exploited by compliance agents, especially in totalitarian regimes, is propaganda — persuasion, if you will — and that the National Socialists were adept at that tool. In this article, I’ve put the focus on the mechanism of purchase — that is, gaining compliance by trading items of value; and I’ve reported Götz Aly’s evidence of how attentive the regime was to buying the citizen’s support. Aly nicely points out that the two methods of compliance — persuasion and purchase — were mutually supportive. Dispossessing, deporting, and destroying the Jews was made easier by the relentless and remorseless campaign of propaganda against them.

In the third and final installment of the series, I will turn to the role that power played in the regime’s attainment of popular compliance with its agenda. It is ironic — as Daniel Goldhagen and Götz Aly, despite their differences, agree: the regime’s power apparatus was modest, compared to its reputation. I will examine this idea more closely.

References

Aly, Götz. Hitler’s Beneficiaries: Plunder, Racial War, and the Nazi Welfare State. New York: Henry Holt and Company (2005).
Backhaus, Jürgen. “Sombart’s Modern Capitalism,” in Kyklos 42 (Fasc. 4) pp. 599–611, (1989). http://onlinelibrary.wiley.com/doi/10.1111/j.1467-6435.1989.tb01276.x/abstract
Groth, Alexander. “Demonizing the Germans: Goldhagen and Gellately on Nazism,” in Political Society Review Vol. 32, No.1, pp. 118-158 (2003). https://isistatic.org/journal-archive/pr/32_01/groth.pdf
Grundmann, Reiner and Stehr, Nico. “Why Is Werner Sombart Not Part of the Core of Classical Sociology? From Fame to (Near) Oblivion,” in Journal of Classical Sociology Vol. 1 (2), pp. 257–287 (2001). http://journals.sagepub.com/doi/abs/10.1177/14687950122232558
Jason, Gary. “Ein Volk, Ein Fuhrer: A Review of Triumph of the Will,” in Liberty, April 2007, p. 44. http://libertyunbound.com/node/92
Jason, Gary. “Film and Propaganda: What Nazi Cinema Has to Tell US,” in Reason Papers 35 (1): 203-219 (2013). https://www.academia.edu/24443412/Film_and_Propaganda_The_Lessons_of_the_Nazi_Film_Industry_2013_
Jason, Gary. “Total Regime, Total Propaganda,” in Liberty, July 3, 2016 (2016a). http://www.libertyunbound.com/node/1574
Jason, Gary. “Whence did German Propaganda Films Derive Their Power?” in Reason Papers 38 (1): 166-181 (2016b). https://reasonpapers.com/wp-content/uploads/2016/09/rp_381_9.pdf
Jason, Gary. “Selling Genocide I: The Earlier Films,” in Reason Papers 38 (1): pp. 127-157 (2016c). https://reasonpapers.com/wp-content/uploads/2016/09/rp_381_7.pdf
Kotkin, Stephen. Interview on Uncommon Knowledge, October 6, 2015. http://www.hoover.org/research/hoover-fellow-stephen-kotkin-discusses-stalins-rise-power
Ridley, Matt. Interview with Russ Roberts, Econtalk, 2010. http://files.libertyfund.org/econtalk/y2010/Ridleytrade.mp3
Stanford Encyclopedia of Philosophy. “Carl Schmitt” (2014). https://plato.stanford.edu/entries/schmitt/
Znamenski, Andrei A. “From ‘National Socialists’ to ‘Nazi’: History, Politics, and the English Language,” The Independent Review Vol. 19, No. 4 pp. 537–561 (2015). http://www.independent.org/pdf/tir/tir_19_04_06_znamenski.pdf.



[1] Werner Sombart in particular couldn’t resist making value judgments — especially about Jews — though he feigned being purely scientific in his writings (Grundmann and Stehr, 270).

[2] For a nice overview of the structure of Sombart’s Modern Capitalism, see Jürgen Backhaus.

[3] Reiner Grundmann and Nico Stehr note that Sombart was initially enthusiastic about National Socialism, and say that he — like other reactionary modernists such as Heidegger and Schmitt — only soured on the regime when they realized it didn’t want them for high positions or for policy advice (271). They don’t explain why the regime didn’t welcome these intellectuals, but I would suggest it was primarily because Hitler was profoundly anti-intellectual, neither comfortable around nor deferential towards intellectuals.

[4] Tom G. Palmer in a recent lecture made the point that Carl Schmitt’s perspective is very much alive in Putin’s Russia.

[5] Indeed, there was a fascination with arch-anti-Christian Nietzsche among many of the Nazi hierarchy — including, of course, Hitler himself.

[6] I have written more extensively of the Nazi propaganda machine. Some of my essays of interest might include “Film and Propaganda: The Lessons of the German Film Industry”; “Whence Did German Propaganda Films Derive Their Power?”; and “Selling Genocide: The Earlier Films.”


Editor's Note: This essay is the final part of a three-part series.



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Buying Genocide, Part 2

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In the first installment of this series, I discussed two major explanations for the extensive support the Nazis received from virtually the entire German population. One is the view that the majority of ordinary Germans supported the genocide of the Jews because of the historically peculiar breadth and depth of their pre-existing cultural anti-Semitism — it was a virulent “eliminationist” strain (to use Goldhagen’s term) expressing a desire to eliminate Jews from the world. The other view (elaborated forcefully by Groth and others) is that a better explanation lies in the formidable police state that oppressed the German people, as well as the cradle-to-grave propaganda machine that worked on German opinion ceaselessly.

Only a couple of years after Groth’s article, an eminent German historian published a fine book that explored a new theory for German support for the Nazi regime. This book — Aly’s Hitler’s Beneficiaries: Plunder, Racial War, and the Nazi Welfare State — “set the cat among the pigeons,” as Tom Palmerhas put it. Really, I would suggest to Palmer that the book set a lynx among the pigeons.

The systematic plunder of others (especially Jews) and the flow of this plunder into households of average Germans was precisely what made the populace generally compliant and content.

In his preface, Aly recounts that one of the inspirations for his book was Stuart Eizenstat’s efforts to recover damages from the German and Swiss governments for Jews who had their bank accounts and other assets stolen by the Nazis. His only worry about such efforts is that they reinforce a false narrative — that only German industrialists, financiers, and other elites of the German bourgeoisie were responsible for the Holocaust. This wrongly shifts the blame from the German people generally to a relatively few “bad actors.”

On the contrary, Aly’s research has discovered that the systematic plunder of others (especially of course the Jews) and the flow of this plunder into households of average Germans was precisely what made the populace generally compliant and content. The Nazis bought the support of the people. Aly strikes a personal note by saying that when he asked relatives who lived through the regime, they cheerfully admitted that they were well-provisioned with clothes, food, jewelry, shoes, and other goods by family members serving in the German military abroad, and that the antique furniture he had inherited was undoubtedly pelf purloined from Dutch Jews. Aly holds that “Hitler was able to maintain general morale by transforming Germany’s military offenses into an increasingly coordinated series of destructive raids aimed at plundering other peoples” (4). Here he quotes Göring’s cynical words, “If someone has to go hungry, let it be someone other than a German.”

More broadly, Aly adds, his work is aimed at helping to explain why the Germans so often tolerated “unprecedented crimes against humanity.” He is admirably accepting of a multicausal (or compound causal) approach. He rightly observes that the powerful racist and anti-Semitic ideology of the regime. But ideology is only a partial explanation, in the sense that traditional German anti-Semitism was no more virulent, nor German nationalism more intense, than those that other nations experienced antecedently — or contemporaneously. And while the regime relied on a powerful propaganda machine to promulgate its general ideology and specific policies, that is only a partial cause of the people’s tacit or overt support. Aly notes (5–6) that even in the medieval pogroms, religious hatred was conjoined with overt plunder, and gives several historical examples. He sums up this point by saying, “While anti-Semitism was a necessary precondition for the Nazi attack on European Jews, it was not a sufficient one. The material interests of millions of individuals first had to be brought together with anti-Semitic ideology before the great crime we now know as the Holocaust could take on its genocidal momentum” (6).

Survivors cheerfully admitted that they were well-provisioned with clothes, food, jewelry, shoes, and other goods by family members serving in the German military abroad.

But this raises the larger question: how could the “obviously deceitful, megalomaniacal, and criminal” Nazi ideology win over the majority of Germans? Here Aly lays out his plan of attack. Part I of his bookexplores the notion that the first reason Nazi ideology had broad appeal was that while it targeted Jews (and some other groups, such as the disabled and the Roma), it was broadly inclusive, redistributing much wealth to underprivileged Aryans. Part II explores an anomaly: while the Nazis waged an unprecedentedly costly war, they managed to arrange it so that their own soldiers and citizens were well fed. Aly examines the financial tricks the regime used to transfer the wealth of the conquered countries to its own armed forces and citizenry. Part III explores the systematic and historically unparalleled plundering of the Jews. Finally, Part IV explores how internal policies (leveling wealth) and external policies (looting the Jews and conquered people) worked to cement widespread popular support, which lasted to the end of its reign.

Aly’s analysis focuses on the socialistic (i.e., redistributionist) aspects of the regime’s policies, because the common explanations — involving a demonic but charismatic Führer, or some conspiratorial clique of racist ideologues, ultra-wealthy elites, high-ranking military, or major industrialists who seduced the German public — are all unsatisfactory. Such explanations shift blame away from the vast number of Germans who supported the regime. And these “explanations” — really, just excuses — cannot account for that popular support, which manifested itself as lack of widespread opposition to the regime and a refusal to accept blame for it after its demise.

Part I begins with an exploration of the National Socialist ideal state. The ideology was hypernationalistic in that it held that nations (in the broad sense of “peoples,” or extended ethnic groups) were unequal — the German people alone being superior. But the socialist side of the ideology was important as well — all “Aryan” Germans are equal, regardless of economic class. As I suggested in an essay on The Triumph of the Will, one of the earliest and most successful of the regime’s propaganda movies explicitly pushed the theme of German unity across class. The dream of a Volksstaat was one of a “socially just state” in Hitler’s phraseology, or what Aly rightly calls a “welfare state for Germans of the proper racial pedigree” (13).

Prior “explanations” of Nazism cannot account for its popular support, which manifested itself as lack of widespread opposition to the regime and a refusal to accept blame for it after its demise.

When Hitler achieved power in 1933, he was only 43, and most of the other high-level party members were in their late 20s or early 30s; even to the end of the war, the rank and file of the Party viewed it as an extension of the youth movement. Young people rallied to support the regime — for example, university coeds would volunteer to spend their summers staffing daycare centers in Poland so that the German “settlers” could harvest crops. As Aly notes, people in their 20s often desire independence and challenging work, but also the chance to change the world, and the regime seemed to offer that.

Adding to the National Socialist appeal was a conspicuous imitation of leftist sentiments — remember, the Nazis fought the international socialist parties for the support of the German working and agricultural classes. Not surprisingly, the Nazis borrowed some of their opponents’ ideologies. The converse was also true — leftist parties started to borrow Nazi tropes.

Aly adds a point I find fascinating but paradoxical: the regime got its greatest support when it pushed seemingly contradictory policies, such as preserving tradition while embracing technological advance, or indulging the anti-authoritarian desire to topple the old elites with a desire for an authoritarian, rigid new order, or — most contradictory of all — harmonizing the social classes with committing racial genocide.

Another matter Aly explores is the large degree to which the German bureaucracy — especially civil servants in the Ministry of Economics — was transformed and used by the regime for its own purposes. For example, Göring demanded that German Jews pay an “atonement payment” of a billion reichsmarks in 1938 (about $14.5 billion in today’s money — quite a fine for the 214,000 Jews remaining in Germany at the time). The Finance Ministry immediately instituted a 20% tax on all personal assets of Jews, paid in four installments. The Ministry collected much more than Göring’s original goal.

Young people rallied to support the regime — for example, university coeds would volunteer to spend their summers staffing daycare centers in Poland so that the German “settlers” could harvest crops.

Aly argues that the willingness of the populace and the bureaucracy to support the Nazi regime resulted from the fact that the regime gave people much of what they wanted. It delivered many needed reforms (such as reforms on debt collection), as well as consumer goods (such as cars and vacations) and a number of popular policies (from increasing pension plans to environmental conservation). The regime took care to favor families in tax policy and redistribute wealth to poorer workers and farmers. It especially rewarded the families of military personnel, using such means as freezing their rents.

Aly reports, surprisingly, that the regime did not compel public employees to show absolute devotion to the Party. “Instead, it called for closeness to the common man — an anti-elitist stance that held considerable appeal for twentieth-century European intellectuals” (24).

But all of these popular programs needed funding. In 1935, the Nazis’ finance minister held a meeting in which he asked his staff to devise ways to change the tax system so as to extract maximum resources from the Jews. Proposals focused on denying Jews tax exemptions of various kinds — such as exemptions from the tax on dogs to those for people blinded in military service.

Fascinating as well is Aly’s discussion of the average non-Jewish German’s view of the Nazis as “unifiers.” Of course the Party was intolerant of “socialists [i.e., Marxists], Jews, and nonconformists.” But the post-WWI peace treaties that forbade Austria and Germany from unifying were highly unpopular: if nations of similar culture and language wanted to unite, why should other nations be able to stop them? Indeed, “Hitler always defined himself not just as German chancellor, but as leader of the entire German people, including ethnic Germans living outside the boundaries of the state he ruled” (27).

The willingness of the populace and the bureaucracy to support the Nazi regime resulted from the fact that the regime gave people much of what they wanted.

So Hitler’s early victories — the retaking of the Ruhr, the unification with Austria, and the annexation of the Sudetenland (and later the remainder of Czechoslovakia) — all “cheap” in the sense that Germany did not have to go to war to achieve them — together with the appearance of economic recovery, decisively weakened opposition to Hitler on the home front” (28). Aly adds that the regime was not maintained by force but by popular support, and it accordingly worried about the mood of the people and monitored that mood carefully. He notes that while Communist East Germany employed 190,000 secret police to control 17 million citizens, the Gestapo had in 1937 around 7,000 total staff, to keep tabs on 60 million citizens. In 1936, after an initial spasm of violence and terror against their opponents, the Nazis held only about 5,000 people in concentration camps — many just common criminals and vagrants. Aly notes, “Most Germans simply did not need to be subjected to surveillance or detention” (29).

Again, a big reason for this support was the Nazi focus on uniting the 96% of Germans it held to be racially German by smoothing out class and other social differences. Aly points out that a major tool in leveling differences within the “Aryan tribe” was the various uniformed services — the Hitler Youth, the National Labor Service, and the Wehrmacht. As I observed in my earlier review, wearing a uniform does indeed foster uniformity.

Another tool the regime used to level social differences among ethnic Germans was its move in 1939–1942 — a period when Germany seemed likely to assimilate much of Eastern Europe — to relocate Slavs farther to the East and give their land and other property to Germans. Racial ideology again justified the purchase of support: the Slavs, held to be an inferior race, must be forced to vacate their lands so that the “Aryans” would have “living space.” (The official plans called for 50 million Slavs to be relocated to Siberia, or to be slaughtered outright.) The intention was to give poor German farmers small plots of land, and poor German coal-miners access to vast new lands. As a result, “hundreds of soldiers’ wives dreamed of owning country estates in Ukraine” (31). Again, the idea was to purchase popular support with property stolen from non-Germans.

The recession hit bottom in 1933, when Hitler took power, so he got credit for the recovery.

All this was in marked contrast with WWI, during which 400,000 Germans starved to death, and the period of civil unrest and hyperinflation that followed. Between 1914 and 1918, the German average standard of living dropped by two-thirds. The regime was aware of the privation experienced in WWI, and how it undermined support for the war, and it was not going to repeat the mistake.

Aly’s second chapter has the intriguing title, “The Accommodating Dictatorship.” It explains the domestic side of the regime’s purchase of support. When Hitler took power in 1933, 6 million Germans were unemployed, and Hitler promised to put them all back to work. He appeared to accomplish this ambitious goal in just five years. Aly argues, however, that this victory was apparent, not real. He cites figures indicating that while the public came to believe that economic recovery was real, wages were falling. But the recession hit bottom in 1933, when Hitler took power, so he got credit for the recovery. Furthermore, by 1935, the regime had reinstated the draft, remilitarized the Rhineland, officially abrogated the Treaty of Versailles, and withdrawn from the League of Nations: “The early years of Hitler’s rule gave a desperate, belligerent and self-destructive people satisfaction for perceived past affronts.” (37).

But the apparent economic success of the regime was built upon massive borrowing. During the first two years, public debt ballooned by 10.3 billion reichsmarks, or about $144 billion in current dollars. The only taxes raised were those on corporations and the wealthy,and revenues were far below what was needed to fund just the military. Between 1933 and 1939, the regime dumped over 45 billion marks into the military — more than three times the total state revenues for the year 1937. The national debt expanded to 37.7 billion marks. The regime turned increasingly to extracting the money from the Jews. From the time it took power until late 1937, it pursued a campaign of harassment, including forcing Jews to sell their businesses to “Aryans,” aimed at pressuring Jews to emigrate, while it placed increasing restrictions on the ability of emigrating Jews to take assets abroad.

While the regime thus increasingly stole from Jews in a piecemeal fashion, it didn’t pursue a total looting of the Jews as such. But with the takeover of Austria in early 1938, Hitler’s personal economics advisor Wilhelm Keppler was appointed Reich commissioner for Austrian affairs and tasked by Göring with exploiting Austrian natural resources, keeping prices and wages stable, and, more importantly, “Aryanizing” Jewish-owned businesses. The debt caused by the military buildup began to threaten the economy as a whole, so the regime enacted laws requiring native-born Jews to declare all assets worth over 5,000 reichsmarks to the government, creating conditions for the complete confiscation of the assets of Jews fleeing the country, with nothing but state bonds as compensation. In April 1938, Göring met with all Reich ministers to plan “the definitive removal of Jews from economic life” (44). In the face of a worsening financial crisis, the regime sped up its annexation of Czechoslovakia and the war against the Jews. Göring told his assistants that all tangible Jewish assets were to be converted into government bonds, and the proceeds used to fund the regime’s war machine. After the outbreak of war in 1939, this 1938 model of Aryanizing Jewish assets would be applied all over the conquered lands (as Aly shows in deep detail).

But the apparent economic success of the regime was built upon massive borrowing. During the first two years, public debt ballooned.

While the Jews (and later others) were having their assets confiscated, the regime increased its taxes on the wealthiest Germans and the biggest corporations. During all this, middle and lower classes were, by deliberate design, only lightly taxed. The regime was sensitive to its base of support. This led to a long struggle between the regime’s economic realists — who felt that the lower and middle classes needed to shoulder part of the burden of the war — and what I would call the regime’s political realists (especially Hitler and Göring), who wanted to be sure that the regime’s base of support was contented enough to not rebel. Aly documents this strategy. For example, he shows that in 1941, the regime instituted tax breaks for farmers, and actually raised pensions. The latter move was intended to combat the widespread suspicion that “the National Socialists had no time for the elderly and physically weak and wanted them to die off quickly” (56). Aly understands the strategy, observing that when the regime’s ally Mussolini was kicked out by his own countrymen in the summer of 1943, Goebbels called for a renewal of National Socialism to make sure that the lower and middle classes had no material cause for complaint, so no reason to rebel. The focus was now (in 1943) to be on owners of rental property and stocks.

The battle between the economic and the political realists continued even into 1945, as the regime’s demise was clearly and universally apparent. The political realists — who included the Party members at the top of the hierarchy — prevailed. In fact, during the war, “family members of German soldiers had 72.8% of peace-time household income at their disposal. That [was] nearly double what families of American (36.7%) and British soldiers (38.1%) received” (72).

In part II, Aly takes up the subjugation and subsequent exploitation of first Western and then Eastern Europe by the Wehrmacht. Here Aly richly documents the various tricks the regime used to covertly loot lands it conquered. This was a radical form of imperialism, indeed: force the conquered lands to pay for the conquering army that oppressed it. And it was quite a financial trick, indeed.

Aly explores the foreign “contributions” that came to Germany. He notes that at the outset of war, despite wage and price controls, the profits of companies and the wages of workers increased, as did the pay awarded to soldiers. But with production more and more focused on the military, there was a gap between purchasing power and what was available to the public. This led to black markets, inflation, and a flight to tangible assets, such as durable goods. The problem grew acute by late 1939, and as the gap widened through 1941, the regime finally decided to export inflation to conquered lands. As one Finance Ministry bureaucrat put it (echoing Göring), “If there has to be inflation, better there than in Germany” (76). Aly notes that pillaging foreign economies thus served two purposes: it kept the regime’s base relatively well-provisioned, and it was a major source of funding for the war machine. Regarding the latter, the regime had the explicit goal of getting any conquered territory to pay for all the costs of military occupation. Aly documents how the regime was able to do this “with unwavering efficiency.”

This was a radical form of imperialism, indeed: force the conquered lands to pay for the conquering army that oppressed it.

In occupied Serbia, for example, the Nazis set up a new Serbian national bank with a new currency and outlawed most currency exchanges, thus forcing people to cash in their real currency for a new one. This temporarily halted inflation — and allowed the Serbs to pay their “contribution for military protection” (as the regime called it, in all the countries it occupied). During the war the regime exacted unprecedented financial tributes from the countries it conquered — tributes that “soon exceeded the total peacetime budgets of the countries in question, usually by 100% and in the second half of the war by more than 200%” (77). Aly shows in detail how this affected Poland, France, Denmark and Norway. By 1943, most of the revenues funding the Nazi war machine came from “contributions” from conquered countries, and from the regime’s “allies” (Bulgaria, Slovakia, and Romania), as well as from foreign slave labor in Germany and the complete dispossession of the Jews.

The regime, as Aly shows, was successful in its clever manipulation of official exchange rates in occupied countries. He documents this in the case of occupied France, Bohemia, and Moravia. This currency manipulation, along with the establishment of “clearing accounts,” helped German consumers and Wehrmacht soldiers as well as the war regime. Soldiers “bought” massive amounts of food and other goods in the countries in which they were stationed and shipped them home to help their families.

Aly explores the use of another financial gimmick the regime employed — “Reich Credit Bank” certificates, which looked like paper money and could be traded by troops for local goods. As one German minister put it, these were really “requisition receipts disguised as money.” The regime had devised a way to take what it needed without incurring the direct wrath of those being relieved of their goods.

When the customs border between Germany and the Protectorates of Bohemia and Moravia was eliminated, German soldiers went on a “purchasing frenzy."

The regime forced allies and conquered countries alike to buy its bonds, and by July of 1944 it owed roughly 29 billion marks (or about $421 billion in today’s dollars) to the bondholders. An internal Nazi report estimated the total value of goods and services taken from the occupied territories from 1939 to 1944 at as much as 100 billion reichsmarks ($1.4 trillion in today’s dollars).

In a chapter called “Profits for the People,” Aly explores other mechanisms of plunder. One of them was direct soldier purchases. For example, German soldiers in the Netherlands were allowed to receive up to $15,000 per month (in today’s dollars) to buy local goods and ship them home. And German soldiers could take as much cash as they wanted when leaving Germany to return to the conquered lands. This led, predictably, to German soldiers buying so many local supplies that shortages ensued, much to the distress of the German occupying authorities. When the customs border between Germany and the Protectorates of Bohemia and Moravia was eliminated, German soldiers went on a “purchasing frenzy,” buying all the Czech goods they could, furniture included.

As Aly puts it, “German soldiers literally emptied the shelves of Europe. They sent millions of packages home from the front. The recipients were mainly women. When one [i.e., an historian such as Aly] asks the now elderly witnesses about this period in history, their eyes still gleam at the memory of the shoes from North Africa, the velvet, silk, liqueurs, and coffee from France, the tobacco from Russia, and the tons of herring from Norway — not to mention the various gifts that poured from Germany’s allies Romania, Hungary, and Italy” (97). Aly quotes numerous letters of German civilians saying in essence that they suffered no privations during the war years.

Aly gives another example: in the words of a French historian, these contrived purchases for the people back home “did significant damage to the French national economy, playing a significant role in the development of the black market and inflation. They were the reason it was increasingly difficult for everyday French people to procure the basic necessities” (99). Aly shows that the same phenomenon occurred in the Baltic States, Russia, Norway, Denmark, and Poland.

In the Wannsee Conference the next year, Heydrich emphasized the need for apartments in driving the decision to exterminate the Jews.

This pervasive pillaging fostered a climate of corruption and crime. Aly quotes extensively from an internal regime report on corrupt conditions in the Ukraine. The report reviews letters written home by German soldiers, and alleges that the Ukraine has become “the Reich’s flea market,” with soldiers writing their families to send cheap jewelry, cosmetics, used clothes, and other junk to be traded with the locals for the best food and produce. All this “sharp trading” was done by the Aryans, the very people who targeted the Jews for annihilation because they were allegedly — sharp traders! Vicious irony, indeed.

The crucial year for the outright dispossession of the Jews was 1941. In that year, “while people in the East were dreaming of a black market El Dorado,” civilians in Germany’s northwestern cities were really hurting from the British bombing. The Gauleiter of Hamburg, Karl Kaufmann, requested of Hitler that the Jews be removed so their apartments could be given to non-Jewish citizens made homeless by the Allied bombs. Hitler immediately made this an order. In the Wannsee Conference the next year, Heydrich emphasized the need for apartments in driving the decision to exterminate the Jews, and in late 1941, the first Jews rounded up were in the cities most bombed.

Not only were the Jews’ apartments confiscated, but so were their household effects, from their furniture down to their clothes. This policy was extended shortly thereafter to cover fine art, which was confiscated and sold. From France alone, the regime extracted about a million cubic meters of household goods from more than a quarter million Jewish homes. There are similar figures for goods taken from Jews in Belgium, the Netherlands, Czechoslovakia, and elsewhere, and for the wholesale confiscation of containers filled with the household effects of Jews who had emigrated earlier (129). By 1942, the regime was confiscating the containers of household effects of Jews now being sent to the death camps. And the regime bragged about what it was doing — one poster Aly that reproduces has a headline proclaiming that 1,362,945 books were seized, “enough to fully equip 2,600 local libraries” (128). Aly adds that the recipients of these handouts were grateful to the regime, as shown by an outpouring of thank-you notes.

Aly provides a revealing discussion of the regime’s systematic looting of the areas of Western Europe under its control from their fall in 1940 to their liberation in 1945. He describes the various mechanisms the regime used for surreptitious transfer of assets from the occupied population to the regime’s home base, via the hands of occupying German troops, who bought goods to send home. The burden was heavy. Belgium, a nation of about 8.3 million people, whose pre-war state budget was 11 billion francs, was pressed to pay 18 billion francs to the regime for occupation costs. With stolen Belgian money, the regime was able to buy in that country 18,500 motor vehicles, 1,100 locomotives, and 22,000 freight cars — in 1941 alone! That same year the regime was able to steal 41 tons of Belgium’s gold. All this the regime itself carefully documented. During the period in which Belgium was under occupation (1940–1944), its government spent 83.3 billion francs on providing for its own citizens, but had 133.6 billion francs worth of goods and currency taken for occupation costs — not counting the stolen Belgian gold or the loot grabbed from Belgium’s Jews.

By 1942, the regime was redistributing the household effects of Jews sent to the death camps. Recipients of these handouts were grateful to the regime, as shown by an outpouring of thank-you notes.

Statistics are equally striking for the other occupied counties. By 1944, the Netherlands had paid 8.3 billion reichsmarks (about $120 billion today), quite a sum for a nation of 8.8 million citizens to bear. 60% of that money was used to buy goods for the German citizenry. France during the occupation surrendered a staggering 40 billion reichsmarks to the regime (or about $580 billion dollars). Although Germany occupied its erstwhile ally Italy only from 1943 to 1945, it managed to extract the equivalent of 10 billion reichsmarks ($145 billion current dollars) from the hapless country.

Aly does not neglect the role that the Eastern European occupied territories played in the regime’s program of purchased support. He suggests that a huge component was the use of forced — truly, slave — labor. The regime made between 8 and 12 million people work for it, essentially for free and under harsh and dangerous conditions. Most of these forced laborers were from Eastern Europe. They were housed in shabby conditions (for which they were charged), and were paid 15% to 40% lower than German workers. And the regime managed by various schemes to divert much of that pay for the war effort. The workers’ pay was taxed, of course. Also, the regime officially set aside the money for the workers’ families, back in their home countries, paying these families in local currency out of the “occupation charges.” In other words, the home countries were forced to support the workers’ families. The essence of the regime’s con was clearly identified in 1944, by eminent jurist Raphael Lemkin: “The occupied countries not only finance exports to Germany but also pay their own people working in Germany.”[1]

Workers from Poland, Ukraine, and Russia received the worst treatment. Men and women taken prisoner and shipped to Germany to work in the labor camps would have their property liquidated and the money theoretically held in trust for their return, but in practice it was merely confiscated. The conscripted workers were paid low wages, and the Poles in particular had to pay a 15% “supplemental social compensation fee” in addition to an income tax. Poles in agricultural work got as little as 8.5 reichsmarks ($125 in current dollars) to 26.5 reichsmarks ($348) per month. In addition to the special fee, they were assigned to the highest income tax rates (paid by the wealthiest Germans).

Generally, Aly notes, “the amounts deducted from the wages of Jews — as well as of Gypsies and forced laborers from Eastern Europe — were thus more than triple those demanded of German workers. The Reich was able to double its wage tax revenues during the latter half of World War II on the backs of involuntary workers assigned to German industry” (160). There was some internal opposition — that of some people within the regime who feared that exploitation of the forced laborers would lessen their will to work hard and encourage resistance at home. But one economist estimated that, among Polish and Russian workers earning 40 reichsmarks per week, only 10 were left after the various taxes, fees, and charges for room and board in the labor camps.

But even leaving those meager wages in the hands of the forced workers threatened to reduce the availability and increase the prices of consumer goods for the “Aryan” Germans. So the regime devised another scheme: paying the forced laborers in part by special “savings bonds,” which supposedly offered a 2% interest rate but in the end were virtually unredeemable.

Among Polish and Russian workers earning 40 reichsmarks per week, only 10 were left after the various taxes, fees, and charges for room and board in the labor camps.

By these various artifices, the regime was able to pocket 60% to 70% of the forced laborers’ wages, which allowed for stable prices and no shortages and — as Aly shows in detail — in great measure paid for the social welfare programs that benefited “Aryan” workers. Behold National Socialism: it delivered the goods for the national workers in great measure by exploiting the international ones!

Reviewing the specific measures — including wholesale currency manipulation and food confiscation disguised as food purchases — by which the regime was able to pillage Ukraine and Russia, Aly trenchantly observes, “Even with food rationing, and wartime changes in people’s eating habits, shortfalls occurred. But as it had not done in World War I, the German leadership transferred the burdens of those shortages to people in occupied countries, to disadvantaged minorities, and to Soviet prisoners. The result was famine in Poland, Greece, and especially the Soviet Union; in psychiatric hospitals, ghettos, concentration camps, and POW camps, people starved to death” ( 170). The result, as Aly notes, was also a savage exploitation of Soviet POWs. By 1942, 2 million of the 3.3 million Red Army prisoners had died in the camps or in transit to the camps.

The regime stole a staggering amount from the Soviet territories. In one telling chart, Aly shows that the regime was able to transfer about 106 million Gus (grain units, with 2.5 Gus being what it takes to keep one person alive for a year) from Soviet lands to the Reich in the years 1941–43. Before the invasion, the Soviets produced 101% of the food needed to feed their public. This means that the Germans deprived about 21.2 million Soviet citizens of the food necessary for survival. Aly contrasts reports by German civilians that, until February 1945, no women complained that their children lacked whole milk, with reports of about 4,000 people starving to death a day in Leningrad.

In Part III, Aly focuses on the dispossession of the Jews. Chapter 7 — aptly entitled “Larceny as a State Principle” — tackles the common view that the “Aryanization” of Jewish property benefited German businessmen and bank directors the most. Aly argues that this is a false narrative. He describes in detail how the process took place.

Behold National Socialism: it delivered the goods for the national workers in great measure by exploiting the international ones!

Typically, first in Germany and then throughout occupied Europe, Jewish assets were first nationalized (i.e., seized by the state or occupation forces), then privatized (i.e., sold atbargain prices to non-Jewish individuals). Even selling these goods at bargain prices, however, brought substantial revenues to the state treasuries. In this regard, the 1938 seizure and sale of Jewish assets, which helped the regime to spend like mad building up its war machine without inducing hyperinflation, served as a model for how it would run its conquered territories.

The model proved useful indeed. As the regime imposed onerous “occupation costs” on its conquered territories — costs that in just the first year, according to one Reichsbank study, represented 211% of regular state revenues in France, 200% in Belgium, 180% in Holland, and 242% in Norway — it used the expropriation of Jewish assets to hold off hyperinflation in those countries.It pursued the policy under tight secrecy. Since the liquidation of civilian assets was a complete violation of international law, the regime employed small cadres of trained senior officials to do the actual seizures. Aly notes that in Serbia, where enough documentation remains to reconstruct the process, within one year after the invasion a Wehrmacht administrator reported that he had all the Jewish men rounded up and shot, and all the Jewish women and children suffocated to death by truck exhaust fumes. With Serbia’s 22,000 Jews dead, administrators from the department responsible for implementing Göring’s Four-Year Plan began the seizure and liquidation of their assets. The money flowed first to the Serbian treasury, then to the Nazi treasury as payment for occupation costs. The amount seized was able to cover more than six months of occupation costs, which dramatically lowered inflationary pressures in Serbia for an even longer period.

Aly notes that while ordinarily the expropriation of Jewish assets was done without any cover of law, in 1941 the regime did pass a law — the Reich Citizenship Law — that in one stroke seized the assets of Jews, which in great measure had earlier been forcibly converted into bonds, so it was easy to do. The debts were simply nullified. In 1942, Himmler and Reichsbank President Walther Funk worked out a deal by which all gold, gemstones, and cash taken from the death camp inmates would be given to the Reichsbank, which would then pay the market rate for this loot into a special treasury account (under a fictitious owner, ironically named “Max Heiliger” or “Holyman”). While gold watches were sold domestically, the regime sold jewelry in Switzerland.

Aly describes exactly how in 1941 one Jewish couple (the Uhlmanns) were dispossessed of more than 47,000 reichsmarks, between the emigration tax, the tax on Jewish wealth, and the confiscation of bonds when they fled to Luxembourg. When the regime conquered Luxembourg, they were killed. The money extracted from them “allowed the state to avoid tax increases — equivalent to a 50% hike for eight hundred workers with two children each — that otherwise would have been necessary,” as well as to “absorb some excess spending power in the middle of the war by selling off the Uhlmanns’ possessions” (200).

With Serbia’s 22,000 Jews dead, administrators from the department responsible for implementing Göring’s Four-Year Plan began the seizure and liquidation of their assets.

Aly devotes another chapter to various ways the regime used to launder the money it stole from Jews. He starts by describing how the regime used the puppet it installed in Norway, Vidkun Quisling, to strip Norway’s 2,100 Jews of their possessions. He did this in stages, and was able to put 11 million reichsmarks from the liquidated property into the Norwegian treasury, which then passed to the regime as part of the occupation costs, which then passed into the hands of German soldiers and regime procurement officers. Watches stolen from Jews were given out to German generals, who sometimes gave them away as Christmas gifts to staff and families.

The Belgian campaign to steal Jewish assets was carried out by the German military administration, rather than a collaborationist regime. As early as October 1940, the Wehrmacht required its approval for every ordinance concerning Jewish business, the registration of all Jews and all businesses “in which Jews had influence,” and the wholesale removal of Jews from the government. The next month the Wehrmacht ordered the removal of Jews from the economy and the liquidation of their businesses. But throughout the process, the regime managed by various subterfuges to keep a public “façade of legitimacy” over this asset seizure.

In Holland, the regime followed its common course after conquest: the removal of Jews from the economy. By 1941, Dutch Jews had to register their various assets. Shortly thereafter, the liquidation of Jewish assets began, under the color of legitimate governance. Dutch stockholders helped the regime sell about 80% of confiscated Jewish stocks, the proceeds going into state and industrial bonds — which made it appear as a transfer rather than a seizure. But the bonds were soon converted into Dutch government securities and used to cover the costs of occupation. Of the 14.5 billion reichsmarks (or about $210 billion in current dollars) extracted from the Netherlands during its occupation, about 10% came from the country’s tiny Jewish population of 140,000 souls.

Watches stolen from Jews were given out to German generals, who sometimes gave them away as Christmas gifts to staff and families.

The Reich didn’t simply enrich itself; it subsidized its allies. Even in 1940, in the puppet state of Slovakia, laws were passed to “Aryanize” the economy, with the goal of shipping all Jews to Madagascar (Adolf Eichmann’s personal plan). In just the first two years, the Slovakian government liquidated or “Aryanized” nearly all the 2,000 registered Jewish businesses — to the evident advantage of the non-Jewish population. In late 1941, when it went to war with Russia, the Slovakian government decreed a compulsory “contribution” of 20% of the total Jewish wealth under its control. During 1941 to 1942 the Slovakian government deported most of the country’s 89,000 Jews — with 53,000 sent directly to Auschwitz in just the first 13 weeks. Of the 7 billion crowns that Germany stole from tiny Slovakia during the war, 40% came from liquidated Jewish wealth — amazing, considering that Jews constituted only about 3% of the population. The story was the same in the Nazi puppet state of Croatia.

Bulgaria, which had joined the Axis Powers before they began their war with Yugoslavia and Greece in 1941, had to “loan” the Reichsbank nearly 62 million reichsmarks in 1941. It received parts of Thrace and Macedonia in compensation. It then had to cover the total costs of the German forces within its territory. It passed an anti-Semitic law in early 1941 that declared Jews to be foreigners and required them to register all their assets. Over the next two years these assets were pillaged. The Jews in Thrace and Macedonia were shipped to extermination camps in 1943.

Similarly, in Romania, even by 1940 Jewish-owned properties were being confiscated. This accelerated during the next year. By the end of 1942, surviving Romanian Jews were sent to Treblinka and murdered. Himmler was able to boast of settling half a million ethnic Germans in Romania in property once owned by Jews. In the end, the Jews were forced to cover 25% to 33% of the total costs of Romania’s part in the war.

Even the ancient Jewish cemetery in Salonika was cleared of headstones and the land auctioned off for real estate development.

Aly has been able to uncover the fate of the Jews of Salonika, Greece, once a center of Jewish population.This is a story that many Greeks would rather not confront. Crucial to the story is the “Aryanization” of Jewish assets — including twelve tons of gold (worth perhaps $5 billion today). Suffice it to say that the Nazis, along with their Italian and Bulgarian allies, rapidly conquered Greece and divided it into three occupation zones. As the Germans (and Bulgarians) took the produce of the land, the Greek currency started to lose its value. Stories surfaced about Greek children starving. Even Hitler was concerned enough to raise the issue with Mussolini. The Nazis sent in a special emissary to stabilize the situation. His measures “accelerated the ghettoization, dispossession, and deportation of Jews” (250). In October 1942, the Germans were pressing for Greece’s Jewish population, mainly concentrated in Salonika, to be dispossessed. In January 1943, Eichmann’s deputy Gunther flew to Salonika to help the process. Within two months, Jews were forced to declare their assets to the newly created Greek Office for the Management of Jewish Assets. Shortly thereafter — starting March 15, 1943 — deportations of Salonika’s 44,000 Jews began (along with 2,000 additional Jews from nearby), and were completed in a matter of months.

Jewish properties were seized and sold. Even the ancient Jewish cemetery in Salonika was cleared of headstones and the land auctioned off for real estate development. The proceeds were used, as elsewhere, to fund the Wehrmacht. But because of the rapid inflation of Greek currency and the relative poverty of the land, the Nazis focused on wringing as much gold out of the victims. The gold, Aly suggests, was sold by Greek brokers in Athens, and the cash that was raised flowed to the Wehrmacht, which used it to purchase local supplies to feed the troops and to pay the troops themselves. This stabilized the currency. The 46,000 Jews sent for Salonika to Auschwitz yielded 12 tons of gold, which was between two-thirds and three-fourths of the occupation costs. This gold stayed in Greece.

Part IV of Aly’s book, called “Crimes for the Benefit of the People,” draws his themes together and adds a great deal of information on the motives of Nazi minions.

For instance, he says, “Before the victims of Nazi looting could be deported from the occupied territories, the German military officers had to agree on and in most cases provide the means of transport. They did this without the slightest objection — and not simply because they hated Jews or were willing to sacrifice the last vestige of their consciences out of a supposedly innate German need for obedience. The officers helped carry out the deportations because the deportations served their own interests” (280). That is, besides the standard explanations for the expulsion and dispossession of the Jews — i.e., widespread German racialist anti-Semitism and the regime’s propaganda “ceaselessly” portraying Jews as a dangerous enemy “fifth column” — the driving motivation for the Wehrmacht’s complicity was the desire to keep troop morale up and keep pushing ahead with the military strategy. This military imperative to seize Jewish and other assets was intensified by the resolve of Nazi economists not to fund more than half the war’s costs by debt.

Aly notes that the various deceitful and opaque means of confiscating Jewish and conquered people’s assets succeeded only too well in hiding the massive dispossession from the notice of humanity. And in setting it up so that Jews had their assets first converted to German asset vehicles, the actual extermination of the Jews was made economically tempting: simply liquidate the creditors! Aly suggests concisely that the Holocaust will never be properly understood “until it is seen as the most single-mindedly pursued campaign of murderous larceny in modern history” (285).

To the reply that the resources seizedcould not have cost more than about 5% of the total wealth in the “German war chest” between 1939 and 1945, Aly observes that this was itself a large amount. I would add that during the period from 1933 to 1939, huge amounts were seized from Germans and Austrians. And seizures could be timed to fund major new offensives, such as the battle of Kursk in 1943.

In setting it up so that Jews had their assets first converted to German asset vehicles, the actual extermination of the Jews was made economically tempting: simply liquidate the creditors!

In the years 1939 to 1945, the regime brought in from occupied lands an astounding 170 billion reichsmarks — about 2.4 trillion euros. Of the total amount of money collected by the regime during this period, about 10% came from taxes on lower and middle class Germans, another 20% from taxes on wealthy Germans, and the remaining 70% from the proceeds of theft. It is precisely this that guaranteed that the regime retained substantial support until the very end.

In a chapter called “Speculative Politics,” Aly explores how the regime was able to render more or less invisible the massive borrowing it carried out, and again how this was done to make the load of the war light on the shoulders of non-Jewish Germans. Then, in the final Chapter, Aly summarizes his view of Nazi socialism as a socialism that radically confiscated assets from targeted groups and used them to fund the war, while enabling the population to live well. He puts the total amount of Nazi wartime revenues stolen from dispossessed Jews, occupied countries, and forced labor at a remarkable 70% of its total war costs (327). His book — all 334 pages of exposition, 59 pages of notes, and 17 pages of references — makes this estimate credible.

Much of the socialized pelf was funneled directly to German civilians in the form of fine food, produce, wine and liqueurs, jewelry, household goods, clothes, toys, books, and candies, making it clear that the regime’s support was based on purchase, as opposed to power or persuasion. “Nothing less than massive popular greed made it possible for the regime to tame the majority of Germans with a combination of low taxes, ample supplies of consumer goods, and targeted acts of terror against social outsiders” (324).

In sum, Aly’s suggestion is that the Germans were not exactly Hitler’s willing executioners, nor were they his unwilling victims; they were instead his willing beneficiaries. From the start, the regime’s elimination of unemployment by massive infrastructure and military spending was financed by the confiscation of the wealth and labor of the Jews. When war got underway, the regime exploited to the ultimate degree the people of conquered countries. It was a regime that pursued a radical racist redistributionism from the first.

The regime’s support was based on purchase, as opposed to power or persuasion.

One of the matters that Aly does not consider is the important role that early computer technology played in the Nazis’ war against the Jews. Henry Hollerith, an employee in the US Census Bureau in the early 1880s, first conceived of using punched cards to record census data. “Hollerith Machines” sorted and counted the millions of cards. The Hollerith Machine Corporation was sold to a conglomerate that eventually became IBM. The German industrialist Willy Heidinger established a subsidiary of the corporation called Dehomag (an acronym for the German Hollerith Machine Corporation) in 1911. Heidinger became an enthusiastic Nazi supporter, and the Nazis appreciated his machines. They used IBM machinery to implement the 1933 census and were thus able to catalogue citizens with partial Jewish ancestry, expanding the count of Jews to 2,000,000. The Nuremberg Laws specified the number of grandparents of Jewish ancestry necessary to be counted as a Jew, and those could now be identified.

At any rate, it was the seizure of wealth that bought the support of the Germans for the regime, rather than the Germans’ pre-existing anti-Semitism. It was this kind of socialism that really won the day. But the thesis requires some additional analytical work, which will be presented in the final installment of this series.


[1]Lemkin is the man who coined the neologism “genocide,” which he did in 1943 or 1944.


Editor's Note: This review-essay is part 2 of a three-part series.



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Buying Genocide

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“Socialists always run out of other people’s money. It’s quite characteristic of them.”       
—Baroness Thatcher

How are totalitarian regimes able to control the populace and gain its support for even the vilest programs?

In an earlier piece, I suggested that there are three basic methods employed by compliance agents — the people who try to get a targeted group to comply with their wishes — to get what they want. These I termed power, purchase, and persuasion.

The Tools of Compliance

By power I mean force, threat of force, or theft. Of course, the attempt at force may not succeed, if the agent has insufficient strength to overpower — or insufficient guile to successfully steal from — the target.

By purchase I mean trading something that the agent and the target both value — money, labor, physical objects. Again, the attempt may fail — the agent may not have enough of what the target values to pay the target’s price, or they may be unable to agree upon a price. By persuasion (or promotion), I mean offering reasons (other than threats of force or attempted bargaining) to the target. If Fred’s doctor urges Fred to stop smoking or face an increased chance of cancer, the doctor is not threatening Fred — after all, the doctor won’t inflict the cancer on Fred; the cigarettes will.[1] Nor is the doctor bargaining with Fred. He is “arguing from consequences”; that is, he is arguing that Fred’s behavior will objectively hurt Fred, so Fred ought to stop that behavior. Even if Fred’s doctor chose not to argue rationally but decided to manipulate Fred emotionally — say, by showing Fred pictures of his kids crying out “Daddy, please don’t die!” — the doctor is neither threatening nor bargaining.

For one thing, it exonerates the rest of the world for its complicity in the Holocaust, and allows us all to sigh in relief that “it could never happen here.”

An interesting point from cognitive psychology that I’ve heard Matt Ridley[2] make is that while nonhuman animals often use force and theft to get what they want from other animals, they don’t, strictly speaking, trade with others, in the sense of giving something they value to get something they value more. As Adam Smith put it, “Nobody ever saw a dog make a fair and deliberate exchange of one bone for another with another dog.”[3] Applying the point about persuasion to animals: I have never seen a dog offer an argument to get another dog to do something — though a dog does seem to know how to appear or sound pitiable to its owners when it wants something.

Of course, power, purchase, and persuasion are not perfectly distinct categories, as I noted earlier. But they allow us to pursue an interesting discussion — one going back for seven decades in the search for explanations of Nazi totalitarianism. A critical review of this discussion, especially as it appears in a number of distinguished works of the 21st century, provides a framework in which key concepts and controversies can be seen.

The Goldhagen Dispute: Why Did Germans Support the Nazi regime?

Let’s start with an insightful paper by Alexander Groth, called “Demonizing the Germans.” In this paper, the estimable Professor Groth — himself a Holocaust survivor — takes up the issue of the culpability of the German public for the crimes of the Nazis. He reviews two books: Daniel Goldhagen’s Hitler’s Willing Executioners: Ordinary Germans and the Holocaust (1996) and Robert Gellately’s Backing Hitler: Consent and Coercion in Nazi Germany (2001). Both these books, Groth says, put forward the view that Hitler’s policies during the 12 years of his regime were based on the “spontaneous preferences” of the German public, not the regime’s “coercion and manipulation.” the regime’s use of the power delivered by its police state and the persuasion delivered by its propaganda machine (118).

Groth concedes that the regime’s policies required the collusion and cooperation of millions of Germans. But he criticizes the authors for pushing their cases beyond logic and evidence. Indeed, Groth holds that Goldhagen’s view of Germans is “almost racist in its sweeping character” (119). He takes Goldhagen to mean that “the Germans let Hitler and his minions, soldiers, policemen, and bureaucrats, kill the Jews because they fundamentally agreed with Hitler that this was a good idea” (119).

While the average German said nothing about the Nazi destruction of the Jews, neither did FDR or Churchill, even though the latter were far freer to speak out.

Groth has many problems with this view. For one thing, it exonerates the rest of the world for its complicity in the Holocaust, and allows us all to sigh in relief that “it could never happen here.” And he points to a logical gap. Everyone, Goldhagen included, recognizes that the Germans involved in the execution of the Holocaust — the men involved in designing the scheme, arresting and transporting the victims, and running the death camps — could at most amount to 5% of the population of 80 million. The other Germans, while not active, did nothing to stop the killings, but passively accepted them. But Groth points out that while the rest of the Germans did not publicly mourn or protest the mass murder of the Jews, the most reasonable conclusion from that absence of protest would be that they just didn’t care, not that they supported it. I would sharpen the point by adding that while there were no massive protests against the Final Solution, there were no massive rallies in support of it either.

Here Groth rightly notes that Goldhagen fails to distinguish among the German non-genocidaires:

. . . those who could not care less; those who rejoiced in Hitler’s policies; those who were appalled by those policies but feared the risks of speaking out; those who had a variety of doubts and reservations about Hitler’s treatment of the Jews but who also were not willing to jeopardize their lives, their careers, and their families to voice them; and, finally, the many Germans confused and misled by Nazi propaganda and information controls. After all, the Nazis never admitted publicly that they were exterminating the Jews. They were just resettling them in the East. (120)

And Groth adds to this point the observation that while the average German said nothing about the Nazi destruction of the Jews, neither did FDR or Churchill, even though the latter were far freer to speak out, far more informed, and far more protected from reprisals. Were FDR and Churchill “eliminationist anti-Semites” as well?[4]

Groth also criticizes Goldhagen’s claim that the vitriolic German anti-Semitic literature of the 19th and early 20th centuries was unmatched in Europe or elsewhere. Groth observes that Goldhagen adduces no evidence for this claim, and mentions similar anti-Semitic literature in Poland and Rumania. (I will suggest later in this piece that Groth is overlooking something about German anti-Semitism that was unique.)

To Goldhagen’s point that whatever anti-Semitism existed elsewhere in Europe, it was only in Germany that an openly anti-Semitic party was elected to power, Groth replies by noting that in the three Reichstag elections prior to April 1933, the Nazis received only 37%, 33%, and 44% — that last vote coming with the full aid of SA thugs in the streets, intimidating voters. Furthermore, while Hitler’s anti-Semitism is blatant in Mein Kampf, how many voters had read the book? How many dismissed much of it as exaggerated? How many who shared the Nazi antipathy towards Jews favored not merely mass murder, but, say, encouraging Jews to convert to Christianity or emigrate? Remember: from 1933 until the outset of the war or later, the Nazis focused on pressuring Jews to leave. Groth rightly notes that there were no exit polls at the time, so we cannot say why those who voted Nazi did so. Moreover, Theodore Abel’s sociological study of essays by 600 Nazi Party members in the period shortly after Hitler achieved power, describing why they joined the party, showed that only about 36% stated anti-Semitic motives.

From 1871 (when Germany unified) to 1933, Jews were far better off in Germany than in Eastern Europe by any measure — and there were no pogroms in Germany.

Groth cites two scholars in support of his view. First he quotes Sarah Gordon[5] saying that even among Party members, there was considerable diversity of opinion on the “Jewish question,” and only a “small percentage” shared Hitler’s “paranoid” anti-Semitism. She claims that more Germans disapproved of Hitler’s anti-Jewish policies than supported them. And, she adds, Hitler’s central role in the Holocaust should never be underestimated. She further points out that Germans faced a (minimum) of two years in a concentration camp for aiding Jews or publicly supporting their cause — a fate much worse than regular jail.

Groth then quotes William Sheridan Allen,[6] who focused his research on the Nazi takeover of the town of Thalburg. Allen reported that most of the townspeople were relatively unsympathetic to the anti-Semitism of the Nazi ideology. Jews at all class levels were well integrated into the town’s society. Though there was “abstract” anti-Semitism — a general dislike of Jewishness that showed up in jokes or expressions of distaste, many people just ignored the anti-Semitic aspect of the Party when voting for it. Indeed, “Thalburgers were drawn to anti-Semitism because they were drawn to Nazism, not the other way around” (127).

And Groth quotes from Saul Friedlander[7] the idea that during the 1930s the German population didn’t demand anti-Jewish measures; in fact, those who supported eliminationist anti-Semitism were only a segment of the Party.

Groth next makes the point that if there were a native German eliminationist anti-Semitism, why didn’t it show up prior to 1933? Indeed, from 1871 (when Germany unified) to 1933, Jews were far better off in Germany than in Eastern Europe by any measure — access to education, participation in social and political institutions, or rate of intermarriage — and there were no pogroms in Germany as there were in Russia and Eastern Europe.

He also cites a survey of 500 German POWs done in 1944. Among men below 30, 33% said anti-Semitism was “helpful” to Germany, while 44% said it was “harmful.” Among men over 30, only 17% agreed it was “helpful” while 60% saw it as “harmful.” (Twenty-three percent of both groups did not reply to the question.) And he notes that when the violence started, be it Kristallnacht in 1938 or the killing camps and Einsatzgruppen later, it was the police, the SS, the SA, and (less often) the regular military who did the killing, not “frenzied, out-of-control German civilian mobs” (130).

Even if the primarily responsibility for the Holocaust lies with the leadership, the question of popular support still remains.

Groth adds that post-WWII, while Germany has seen some Skinhead and neo-Nazi groups, there has been no mass violence against the Jews, but only “scattered” attacks against synagogues, Jewish cemeteries, and individual Jews. And political parties espousing anti-Semitism have done poorly in German elections.

Here are some points to ponder.

Regarding the Abel analysis of 600 essays about why Party members joined the NSDAP: the fact that only 36% said they were anti-Semitic doesn’t mean that the rest weren’t. If you surveyed Republicans and asked why they are in the party, perhaps two-thirds would neglect to mention “lower taxes.” But if you explicitly asked whether they favored lower taxes, probably 98% would say yes. Similarly, if you asked Democrats why they support the party perhaps two-thirds would not mention increasing taxes on the rich. But if you asked whether they favored that policy, again, probably 98% would say they did.

Regarding Sarah Gordon, to the effect that few Germans were paranoid anti-Semites of “Hitler’s ilk”: Gordon seems as data-light as Goldhagen. What Groth might have looked at is data on attendance at the Nazi anti-Semitic movies. For example, Jud Süss (1940), which pushed the most extreme anti-Semitism, was the sixth most popular film made during the Third Reich. 20.3 million Germans paid for tickets, about 40% of the adults in greater Germany. Compare the big Spielberg hit, Saving Private Ryan (1998), which was seen by about 20% of American adults at the time, and you see how attractive the anti-Semitic film was.

Regarding Groth’s and Gordon’s point that Hitler played a “central role” in the Holocaust: just why did Hitler and his myrmidons favor extermination of the Jews (at seemingly great cost towards the end of the war)? Was it just, say, schizophrenic paranoia? Was Hitler ever diagnosed as a paranoid, or hospitalized for psychotic symptoms? Or was it a deep ideological conviction, and, if so, why? Even if the primarily responsibility for the Holocaust lies with the leadership, the question of popular support still remains.

Regarding Groth’s point — a completely obvious one — that prior to Hitler coming to power, Germany historically had higher levels of integration of Jews into society, and no pogroms: perhaps the German government (for various reasons) did not allow pogroms, whereas the Tsarist government allowed (and even facilitated) them. And Jews were as well integrated in most of the rest of Western Europe (especially England, which had elected a Jew as Prime Minister as early as 1868), and suffered no pogroms either — but only Germany ever freely elected (by a strong plurality) an openly and deeply anti-Semitic party.

The SS, SA and police were formed from civilian volunteers. And the populace often cooperated with the Gestapo and other police agencies, and did nothing to impede the mass atrocities.

Regarding Groth’s citation (following Gordon) of the survey of 500 German POWs in 1944: the sample size is small (the margin of error is 5%), and its randomness is questionable — maybe German soldiers with attitudes more sympathetic to the Allies surrendered to them more readily. Worse, there is an obvious problem with interviewer error. The Germans were exposing their feelings to — their captors, who the POWs knew were profoundly anti-Nazi. Did those POWs feel free to answer honestly? We need to remember the classic illustration cited by Darrel Huff.[8] During WWII, Gallup interviewed African Americans as to whether they thought they would be treated worse by society if the Japanese won the war, and found that nearly double the number answered in the negative when the interviewer was black compared to those asked by a white interviewer.

Regarding Groth’s point that the actual killers — the genocidaires — of Jews were not civilians, but members of the SS, SA, regular police, and elements of the regular military: the SS, SA and police were formed from civilian volunteers. (The SA and SS had their origins in the Freikorps, organized militias that fought revolutionaries in the German streets after WWI.) And again, the populace often cooperated with the Gestapo and other police agencies, and did nothing to impede the mass atrocities.

Finally, regarding Groth’s point that after the 1940s, while Germany has seen skinheads and neo-Nazis, and occasionally attacks on Jewish cemeteries, synagogues, and individuals, there have been no governmental attacks: this is a weak point indeed. By the end of WWII most of Germany had been devastated, with millions of its civilians killed; the world came to know the extent of the Holocaust and condemned Germany accordingly, and the county was dismembered and occupied for decades. Of course even the most devout anti-Semites would be deterred from repeating their crimes. Moreover, post-WWII Germany was virtually devoid of Jewish citizens — even now, at about 120,000, there would be few left for modern eliminationist anti-Semites to eliminate.

In sum, while Groth offers some good criticisms of Goldhagen, they are in my view hardly definitive.

I turn now to Groth’s views on Robert Gellately’s work. Groth accuses Gellately of a flawed analysis of the data and a “lack of familiarity with the literature of totalitarianism.” This seems harsh, especially considering that both Gellately’s books were published not though some obscure press, but through Oxford University Press. But let us consider the rival contentions.

The Gestapo’s power was based not so much on its numbers as on its power to disrupt citizens’ lives, its arbitrary operations, its lack of public accountability, its exemption from the rule of law, and its known tendency to torture and murder freely.

Gellately argued in an early book[9] that the Gestapo was in fact “a terribly undermanned institution, incapable of policing German society on its own,” so it relied heavily on informants (Groth 131).

To this, Groth makes some cogent replies. The first is more of a dig: if contemporary American students and faculty report feeling intimidated on college campuses by political correctness, it is strange to think that the Germans would not have feared the Gestapo. Moreover, the Gestapo’s power was based not so much on its numbers as on its power to disrupt citizens’ lives, its arbitrary operations, its lack of public accountability, its exemption from the rule of law, and its known tendency to torture and murder freely.

Moreover, the Gestapo was interconnected with the SS, a very large organization — Groth doesn’t mention it, but the SS at its peak numbered 850,000, which is roughly the number of all local police in the contemporary US, a nation about four times the population of Nazi Germany. And the Gestapo worked in secret. So even if it had relatively few agents, the public could have no clue about that, or about the number of Gestapo informants among the public.

Groth is correct about the power of the German police state, and that will be the focus of the third in this series of essays for this journal. But he is on shakier ground when he critiques Gellately’s more recent book, Backing Hitler: Consent and Coercion in Nazi Germany.[10] Gellately asks why the German people almost uniformly followed Hitler from 1933 to the bitter end in 1945. Groth notes that while Gellately acknowledges the role of the Nazi propaganda machine, its strict control of communication (read: its silencing of all opposition), and its institutions of coercion and terror, Gellately concludes that the Nazi regime rested mainly on consensus. And this Groth does not accept.

By the outbreak of the war, the Nazi form of anti-Semitism had taken hold.

Gellately argues that besides using coercion and propaganda, Hitler was much more interested in getting and keeping popular support. So, unlike his rival Stalin, Hitler did not target large parts of his country’s population, confining his police state apparatus to the regime’s enemies and its targeted minorities. The regime sought popular backing until the very end of its existence. And Gellately adds that “many Germans went along, not because they were mindless robots, but because they convinced themselves of Hitler’s advantages and the ‘positive’ side of the new dictatorship” (136).

Furthermore, as Gellately points out, certainly from 1933 to 1939, the regime could show apparent successes in reclaiming lost territory, dramatically lowering unemployment, making more consumer goods available, and building out infrastructure. Gellately points to the rise in Nazi Party membership from about 130,000 in 1930 to 850,000 in 1933, and the SA’s growth from 77,000 in 1931 to 3 million in 1934. In the 1932 and 1933 plebiscites, the Nazis won the plurality of the vote. Gellately further argues that by the outbreak of the war, the Nazi form of anti-Semitism had taken hold.

Gellately additionally notes that unlike most other totalitarian regimes, the Nazis openly discussed their coercive system — in particular, their concentration camp system. I would add that it is striking that while most Soviet camps were hidden away in Siberia or elsewhere in the hinterlands, the Nazis opened their first camps near big cities. Similarly, the Nazis were quite open about their anti-Jewish measures and legislation, discussing these laws and rulings in widely circulated papers. The Nuremberg Laws (passed in 1935) were well discussed and widely publicized — as they would have to be: the populace would have to know that having sexual relations with Jews was now forbidden.

Gellately observes that German propaganda was well-crafted and effective, rather than crude and obvious. Here I would note that Goebbels articulated what is now widely acknowledged by propaganda theorists: effective propaganda is often if not typically an exercise in “confirmation bias”: it works best if it takes preexisting attitudes and beliefs and amplifies them, reconstructs them, and uses them to support something. He adds that the regime received thousands of letters a day, which seems to show that the populace supported or at least felt comfortable with it.

Groth offers a welter of criticisms of Gellately’s claims. He starts by noting that Nazi electoral successes actually dropped from 37.3% to 33.1% in the 1932 elections. Yes, a later election, after Hitler was appointed chancellor, showed a plurality of 43.9%, but that (Groth avers) was likely because of the pressure the SA could bring on voters. And in later plebiscites (in late 1933 and 1934), all opposition had been outlawed. Moreover, Groth points out that Stalin routinely won elections with 99% of the vote.

While most Soviet camps were hidden away in Siberia or elsewhere in the hinterlands, the Nazis opened their first camps near big cities.

To the point about the Nazi Party’s membership increasing, Groth replies that the postwar Soviet-backed Polish communist party membership rose from 20,000 to 1 million. As to the Nazis wanting popular backing, Groth replies that Stalin’s regime did as well.

Regarding Gellately’s claim that Hitler didn’t confront large segments of the German population in the way Stalin did the Soviet population, Groth scathingly replies that Hitler abolished trade unions and outlawed strikes — wasn’t that confrontational? To Gellately’s point about the Nazi anti-Semitism having taken root among Germans, Groth cites the reports of two senior British and American diplomats in Germany at the time of Kristallnacht (November 9, 1938) to the effect that all the citizens they talked to disapproved of the event completely.

Discussing the Nazis’ willingness to disclose the nature of their concentration camps system, Groth rightly observes that this was far short of full disclosure. The camps were portrayed as benignly reeducating communists, socialists, and criminals, and (later) as relocating Jews to the East for their own protection. The public was never told of the torture, rape, and murder that took place in those camps. Groth makes the telling point that not once did Hitler or his Propaganda Ministry ever acknowledge that they were systematically killing the Jews and other targeted groups.

Groth goes on to criticize Gellately’s account of Nazi propaganda as being sophisticated (not crude brainwashing and manipulation) and appealing to preexisting German beliefs and desires. Groth replies that this is a truism: any propaganda appeals to what people believe and desire — certainly Soviet, British, and American propaganda did. In this Groth is touching upon the point made earlier, that propaganda is often an exercise in confirmation bias. But he adds to this point another that is interesting:

Here one needs to take note of the symbiotic relationship between “propaganda” and “terror” in order to appreciate why the balance of these factors would predispose a great many people in Germany to deny and repress knowledge of Nazi crimes. At the top of the political system, Hitler and Goebbels set the norms of what it was that made a “good Nazi” and a “good German.” These norms were constantly replayed by the mass of official media — everything from radio to wall posters. Certainly, an “uncompromising hostility” to the Jews was one of the most important norms; ultimately in Hitler’s view, they were Germany’s most implacable and dangerous enemy. Any conspicuous, publicly, or even privately manifested deviation from the norms could potentially bring significant punishment to those involved. (142)

So if Germans didn’t publically defend Jews, Groth suggests, it is because any who did faced brutal treatment. And — he further suggests — the best way for an ordinary (non-anti-Semitic) German to bow to the authority of the regime but still maintain a favorable self-image would be to deliberately not think about the fate of the Jews. Actually, Groth could have invoked cognitive dissonance theory: faced with his belief in tolerance and his awareness that in not helping Jews he is contributing to their destruction, the tolerant German might simply tune out any new, unpleasant information. (Confirmation bias again . . .)

Groth next criticizes Gellately’s inferring from the fact that the Nazi regime received thousands of letters daily the conclusion that the German public was involved and interested rather than passive or powerless, and that the regime could be manipulated from below. Groth replies that the letters could just be “requests for personal favors, petty complaints, protestations of loyalty, and denunciations of other people” (143). And he criticizes Gellately’s data about citizen voluntary reports to the regime. All Gellately can point to is 403 total reports over a 12-year period — which is statistically insignificant, considering the population of Germany.

Any propaganda appeals to what people believe and desire — certainly Soviet, British, and American propaganda did.

Further, Groth notes that when the Gestapo acted, it didn’t wait for letters and other tips. When the von Stauffenberg assassination attempt failed, the Gestapo rapidly arrested the participants and used unrestrained torture, reprisals on families, and so on to get the names of the conspirators and their supporters. One estimate is that the Gestapo rapidly killed 5,000 people, most by simple fiat (no trials), including whole families of the principals.

Finally, Groth wonders whether, even supposing that 60% of the Germans continued to support Hitler even after Stalingrad, coercion wasn’t needed to suppress dissent in the other 40%. He notes that while the Vietnam War still had majority popular support in 1967, the street protests and the support given Senator McCarthy were enough to convince President Johnson not to run for reelection.

Groth agrees with Sarah Gordon that the regime didn’t so much rely on German public opinion as neutralize it, with a propaganda campaign aided by a communication monopoly, and the dictatorial coercion of the police state. And as the conclusion of the war became obvious to the whole population, and the obliteration of German cities more extensive, that coercion became all-important.

Groth concludes with an attack against Goldhagen and Gellately, holding that their view

validates a Nazi or neo-Nazi interpretation of the Fuhrer. He was a great leader of the German people because he carried out, or at least attempted to carry out, the most sincere and universal wishes and aspirations of the whole German nation.

In remembrance of Oskar Schindler, Hans and Sophie Scholl, Monsignor Bernhard Lichtenberg, Claus von Stauffenberg, and Konrad Adenauer, Hitler is not entitled to this presumption. Some facts about German public opinion on the Third Reich may perhaps forever remain in dispute. But holding a pistol to the head of a captive has certain moral . . . consequences for the assailant which cannot be removed by the argument that the pistol was not very large, and that if the captive had only been a little braver and more enterprising, it could have been dislodged. (152–3)

While I deeply respect Groth’s fair-mindedness regarding the question of German anti-Semitism and complicity in Nazi crimes (especially considering his personal story), let me make a few rebuttals to Groth’s attacks on Gellately, before presenting a deeper critique.

Let’s start with Groth’s criticism of Gellately’s general claim that while the regime’s propaganda machine and its coercive institutions helped keep people in line, the Nazi regime rested mainly on consensus. This claim Groth dismisses as “flawed analysis,” but is it? Hitler’s regime, after achieving power, dramatically delivered on its promises. It lowered unemployment (which dropped from over 30% in 1933 to virtually nothing by 1939), in great measure from a massive buildup in military and in infrastructure spending. This is what Gellately meant when he suggested that the regime’s real and seeming successes from 1933 to 1939 built popular support.

Hitler, sitting in his jail cell after a failed, farcical putsch, realized that both the Communist Left and the Nazi Right were unable to overthrow the government by revolution.

Imagine you are a German worker inclined to internationalism, socialism, or communism, and are initially skeptical about National Socialism. But Hitler achieves power, and lo! He apparently fulfills his economic promises. You and your friends have work, bread, sausage! Again, suppose you are a German businessperson, very nationalistic, but skeptical of (in your view) a group of rowdies led by an ex-corporal who don’t seem to represent German Glory, and call openly for socialism. But they achieve power, and behold! They do rebuild the military in defiance of the Treaty of Versailles, take back the Ruhr and annex the Sudetenland, and achieve union with Austria. In 1939, war does break out and you see the regime rapidly take half of Poland, and rapidly defeat France — erasing in your mind an historic grievance. You might well now support this regime you initially opposed.

Groth’s argument that Stalin was like Hitler in that Stalin, too, wanted popular support seems dismissive if not downright disingenuous. One obvious and huge difference between the two figures is that the Bolsheviks never once faced fair elections with real opponents. Lenin won a revolution, and Stalin climbed to the top of the resulting Byzantine power structure by adroitly killing off competitors. But Hitler, sitting in his jail cell after a failed, farcical putsch, realized that both the Communist Left and the Nazi Right were unable to overthrow the government by revolution — so he would have to appeal for votes. And Hitler and the Party hierarchy crafted an ideology accordingly — based on the identification of an International Jewish Order as the enemy, a stab-in-the-back Nazi Historical Narrative, protectionist economics, and socialist envy of the rich — together with a political platform built on ending unemployment and restoring the national military.

To Groth’s point that Stalin won 99% of the vote, whereas Hitler won only 44% in the last election with other parties allowed, and the 44% is suspect because of the activity of the SA: these points seem contradictory. The fact that the Nazis polled only 44% suggests that the election was fairly free after all. More generally, the elections make it clear that the Nazis were able to win the plurality of votes in free elections in margins between 33% and 40%. Groth needs to ask whether the Bolsheviks could have ever done that well at any point.

Any non-Jewish German couple being given an apartment previously owned by Jews would have to know or strongly suspect that the rightful owners would not be reclaiming their property.

Regarding Groth’s comments about those British and American diplomats in Germany at the time of Kristallnacht: again, we need to remember the problem of interviewer bias. Would the average German feel comfortable in expressing support for violent anti-Semitic demonstrations to foreign diplomats — especially from England and America, which according to Nazi ideology were bastions of International Jewish financial power? Indeed, did these diplomats talk to any German workers at all, and if so, how free would those workers have felt in answering the foreign diplomats?

To Groth’s point that the regime never admitted to its own people that it was killing the Jews, two replies are in order. First, any non-Jewish German couple being given furniture or (more obviously) an apartment previously owned by Jews would have to know or strongly suspect that the rightful owners would not be reclaiming their property, and would surely have known or suspected why. But if the people were so completely cowed by the regime’s police and convinced by propaganda, why wouldn’t it just tell the citizens the truth?

Moreover, I think Groth has the relationship between power (coercion) and propaganda somewhat muddled. The relation is symbiotic, but not as he describes it. The propaganda campaign helped solidify popular support for the regime, and make people compliant to its agenda. However, coercion doesn’t so make people want to watch propaganda — it removes the most effective weapon against propaganda: free speech. Specifically, absent the use of power (coercion, terror) to silence all countervailing views, the propaganda of any regime will not be effective long-term.

Critical voices can expose propaganda for what it is — sunlight disinfects — and this is why the coercive power of any authoritarian regime enables its propaganda to be effective. Imagine the damage the satirical power of a Saturday Night Live show could have inflicted on the Nazi Party and its ideology. Imagine if critics had been allowed to do their own documentary on Judaism and the Jews in reply to The Eternal Jew. Groth himself touches upon this when he says:

As long as the Nazis could maintain a communication monopoly supported by terror, the issue of their Jewish policy could be framed for public consumption in such euphemistic terms as “removal of Jews from Germany” and “resettlement of Jews in the East.” An opposition . . . would have framed the issue as mass murder and state-sponsored criminal mayhem. (150)

Finally, to Groth’s criticism that (Goldhagen’s and) Gellately’s view validates the Nazi idea of Hitler as hero, and that this betrays the memory of people who struggled against the regime, two replies. First, Groth cites six anti-regime fighters. But that was six out of 80 million people over a 12-year period — not much of a resistance. And the attempt on Hitler’s life involved military men who were worried about Hitler’s losing the war, not plagued by desperation to save the Jews. Second, maintaining that the very notion that Hitler delivered the goods to the average (non-Jewish) German validates the view of Hitler as a great leader is absurd. Yes, Hitler gave Germans the goods, but they were goods stolen from murdered people and colonized countries. That hardly “validates” Hitler.

Coercion doesn’t so make people want to watch propaganda — it removes the most effective weapon against propaganda: free speech.

In sum, I agree with Groth that the move to tar all or most Germans of the time with some special murderous kind of anti-Semitism is wrong. However, I don’t think he quite makes the case that there wasn’t anything unique about German anti-Semitic ideology. I will return to this point. But even more questionable is Groth’s feeling that Gellately was wrong to say the regime rested on consensus. To be fair to both Gellately and Groth, they were writing a few years before a more powerful explanation of the general support for the regime among the people: the regime purchased its support. Just how and how much the regime did this was not explained deeply until Götz Aly’s seminal research, to which I now turn.



[1] Doctors don’t typically bargain with patients in the sense of “If you quit smoking, I will lower my fees by 10%.” They may bargain about method of payment, and give discounts for fees paid by cash. But of course insurance companies routinely offer lower fees to patients who avoid risky behaviors.

[2] Listen to the Ridley interview here.

[3] The Wealth of Nations, book I, chapter 2.

[4] Groth doesn’t mention this, but in 1943 Polish underground hero Jan Karski told both leaders in person that the Jews were being exterminated.

[5] From her book: Hitler, Germans and the Jewish Question, Princeton: Princeton University Press (1984).

[6] From his book: The Experience of a Single German Town 1930–1935, New York: New Viewpoints (1965).

[7] From Friedlander’s book: Nazi Germany and the Jews, Vol. 1: The Years of Persecution, 1933–1939, New York: Harper Collins (1997).

[8] In his classic book, How to Lie with Statistics, New York: Norton (1954).

[9] The Gestapo and German Society: Enforcing the Racial Policy 1933–1945, Oxford: Oxford University Press (1990).

[10] Oxford: Oxford University Press (2001).


Editor's Note: This review-essay is part 1 of a three-part series.



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A Futile Controversy

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Everything that exists or happens results from earlier conditions or events. Only chance loosens causality. Everything that a person is or does or thinks is determined by his biology, experiences, and good or bad luck. This is the determinist doctrine. It denies that people have any scope to make decisions that are genuinely their own.

Controversialists on both sides agree that chance operates on both subatomic and human levels. One cannot say that everything since the Big Bang was fated to happen. Frederick III, briefly German emperor in 1888, was married to a daughter of Queen Victoria and imbued with classical liberalism. He met an early death and was succeeded by his authoritarian and militaristic son William II. In 1931 both Adolf Hitler and Winston Churchill were struck by cars, one in Munich and the other in New York. In February 1933 an assassin’s bullet narrowly missed President-elect Franklin D. Roosevelt and killed Chicago Mayor Anton Cermak. How might the course of history have turned out if chance had altered some detail of any of these events? Anyway, chance no more establishes a person’s free will than freedom from causation would.

James B. Miles (The Free Will Delusion, 2015) finds the free-will doctrine false but appealing, not only because it seems to describe what people themselves feel but also because it lets fortunate people congratulate themselves on their own characters and accomplishments while blaming others’ poverty or criminality or even handicaps on avoidable weakness of their wills. The doctrine excuses indifference to the fate of the less fortunate. It encourages archconservatives, anyway, to rejoice in blaming the poor for their plight. Thus, Miles continues, it is a profoundly immoral doctrine. It also appeals to many because it absolves God of responsibility for human nastiness. (But what about earthquakes and hurricanes and disease?) God himself, if he exists, cannot have free will (Miles, p. 223).

In 1931 both Adolf Hitler and Winston Churchill were struck by cars, one in Munich and the other in New York.

But determinists hold no monopoly on morality. Free-will adherents also recognize that biological inheritance, physical and human environments, events, reading, preachments, earlier thoughts — all profoundly influence major and minor choices. But not totally. They and determinists alike can sympathize with offenders whose unfortunate biological inheritance and early upbringing have led to a life of crime. Despite this sympathy, determinists and free-will adherents alike can agree that protecting the public may require locking the most dangerous criminals up, even for life (and, arguably, deterring others by even crueler punishment for the worst crimes).

Could a man who shoots his uncle to inherit his money have refrained from this act? No, says a consistent determinist, because the murderer was driven by biology and circumstances and so forth, over none of which he had control. Agreed, history cannot be undone; but future wickedness can be made rarer by greater attention to morality in private and public life and by dependably imposed legal penalties.

The concept of responsibility goes along with the concept of freedom. The question of holding someone responsible for something concerns reward or punishment. We do not hold an insane person responsible, for he offers no point for applying a motive (Moritz Schlick, Problems of Ethics, trans. 1930, chapter VII).

How might the course of history have turned out if chance had altered some detail of any of these events?

Someone who denies free choice risks contradicting himself when urging others to accept his position. Argument presupposes that listeners or readers, although free to accept or reject it, ought to accept it without being fated or compelled to do so. In academic controversy, is every book and article, every reply, and every rejoinder predetermined in detail, except as loosened by chance? Why take part in such a charade?

In reply each controversialist might think that he is contributing to a sound intellectual environment for his fellows. Or he might recognize that he is helplessly predetermined to think and write as he does. Similarly, if Clarence Darrow argues against convicting a criminal because he could not help what he did, the jurors might respond that they had no freedom to acquit him.

James Miles emphatically condemns blaming unfortunate people for their plight. Yet he repeatedly and with gusto heaps blame on philosophers unfortunate enough to propagate erroneous doctrines. He comes close, at least, to denigrating the personal characters and morality of philosophers whom he names, especially Daniel Dennett. Is there some inconsistency here?

The determinist doctrine is irrefutable in the bad sense explained by Karl Popper: it carries built-in immunity to any adverse evidence. Whatever anyone says or does, however astonishing, is explained as the consequence of biology, experiences, and chance. The free-will position is better, though not much, regarding built-in immunity to contrary evidence. If a large random sample of persons who had thought that they had freely willed some action could be shown in convincing detail just how their action had been totally predetermined, the free-will doctrine would indeed be shaken. Conceivably, also, free will might have “emerged” from other conditions, rather as human consciousness evolved from the more primitive brain or even as life itself emerged from inanimate matter. This possibility supports the free-will doctrine, but not much without evidence.

Someone who denies free choice risks contradicting himself when urging others to accept his position.

The rival doctrines do not contradict each other on moral principles, on how anyone should live his life, or on public policy. Any difference between them is not operational. Sometimes I think that my choice is mine, free from total compulsion. My will is mine, just as my tastes in food, music, clothing, cars, or houses are mine and just as I can choose accordingly, regardless of how my will and tastes themselves may have been shaped by external causes. (On consumers’ tastes, see F.A. Hayek, “The Non Sequitur of the ‘Dependence Effect,’” Southern Economic Journal, April 1961.) Anyway, my decisions still take place, along with their moral and practical justification, if any.

The history of philosophy has left us stuck with the two terms “free will” and “determinism.” People drift into thinking that if a term is in use, it must have a referent, some thing, event, arrangement, attitude, argument, or whatever that it refers to. (This confusion of labels with things is called “hypostatization” or “conceptual realism.”) Sometimes, further, we drift into seeking knowledge of the essence of the referent by brooding over its label: what is Virtue, Honor, Democracy, Truth—whatever? Karl Popper condemned such a style of investigation or argument as “essentialism.” Joseph Schumpeter (History of Economic Analysis, 1954, p. 898) also identified “the deplorable ‘method’ of trying to solve problems by means of hunting for the meaning of words.” The terms “free will” and “determinism” exemplify these errors, and in contexts suggesting that they label opposite states of affairs.

Over the centuries philosophers have failed to specify what observations could distinguish between the states of affairs labeled “free will” and “determinism.” Both doctrines have built-in immunity to counterevidence, which, as Karl Popper might say, deprives them of scientific status. We therefore should not let their labels cloud how we perceive or describe reality. We perceive that biological and environmental conditions, along with luck, strongly affect our choices and behavior. No one denies that. Still, we have a strong sense of weighing some decisions and making choices. Even the determinist philosophers among us, to judge from their polemical writings, also have such a sense. The prevalence of two contradictory terms does not indicate that one or the other of two distinct states of affairs exists.

We might better discard those terms and describe what we actually observe. This conclusion is not some compromise (called “compatibilism”) between distinct doctrines. If we can invent a new word that aptly labels perceived reality, fine. If not, we will have to continue using a string of words. But let us not persist in empty controversies.




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Total Regime, Total Propaganda

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Choozoo: We went up and down that pile of dirt for four days. Fixed bayonets, hand to hand. Fought ‘em something fierce. They gave back as good as they got. Lots of men died. We were in the 23rd Infantry. We joined the Corps later. Hell, we were even younger than you.

Corporal “Stitch” Jones: I never heard of no Heartbreak Ridge.

Choozoo: That’s ’cause it ain’t in any of the history books. Just a little piece of war. Place didn’t even have a name, just a number. Stoney Jackson took one look up at it and said, “Ladies, if this hill doesn’t kill us, it’ll surely break our hearts.” — Heartbreak Ridge (1986)

Over the last couple of years I have devoted most of my all-too-limited time for research to the study of propaganda — what it is, how it works, and why it works. How can irrational propaganda persuade people of even high intelligence to believe absurd or silly things, much less do evil things? I have focused on Nazi Germany, because it was arguably the most successful dictatorial regime in modern history at rapidly consolidating political power and maintaining popular support, support that remained fairly widespread even as the country got pummeled in the last two years of the war.

The reason for the Nazi Regime’s large basis of support is, I believe, in great measure the power of its propaganda machine. The book under review is a useful illustration of how comprehensive in scope that machine was.

But a bit of conceptual analysis would be helpful here, for the term “propaganda” has a number of different meanings.

Let’s start with a basic distinction. Suppose I want Smith’s car. How might I try to get Smith to let me have it? Or better: what are the broad methods I might employ to get Smith to comply with my desire? Three, I think.

The first is attempted coercion, or what I will call simply power. This includes force, or the threat of force, or theft. I use the qualifier “attempted” to make it explicitly clear that the coercion may or may not succeed, depending on the situation. For example, my threat to beat Smith up unless he gives me his car will work only if he views me as able to beat him up. If he is bigger, younger, better trained in martial arts, and in better shape than am me, he likely will laugh at my threat.

The reason for the Nazi Regime’s large basis of support is in great measure the power of its propaganda machine.

The second broad method of obtaining compliance is attempted purchase. This includes offering to trade money, physical objects, labor, or whatever else I think the other person may value. Again, I use the qualifier ‘attempted’ to signal that the attempt to purchase might or might not succeed, depending on the situation. For example, if I offer Smith less than his “reservation price” for the car, he will refuse to sell it to me.

The third broad method of compliance is attempted persuasion (or promotion). Persuasion means offering reasons other than the use of force or the offer of goods in trade. Once again, the qualifier “attempted” indicates that the persuasion may or may not succeed, depending on the situation. For example, I may try to persuade Smith that he ought to give me a car by pointing out that he owns two of them and I own none, and appealing to the notion of fairness. But if he doesn’t view me as deserving of help, he will likely dismiss my appeal.

I grant that some might view coercion or purchase or both as types of persuasion, but this view strikes me as doubtful. While someone watching me hold a gun to Smith’s head and demand his car might say that I am trying to “persuade” him that appears to me to be a misuse of the term — really, it would be an ironical use. Similarly, it would be far from a normal use of language to say that when I bought Smith’s car for $30,000 I “persuaded” him by a “monetary argument.”

Some people use the term propaganda to cover the promotion of anything from products to policies to religious beliefs, but it is closer to common usage to use the term marketing (including sales and advertising) for the attempt to persuade people to buy specific products (goods and services) or patronize a brand. (Persuading people to patronize a brand simply means trying to increase the chances that they will buy products with that brand in the future.) I will use the term propaganda more narrowly to refer to the promotion of ideas — specifically political, social, and religious ideas and ideologies.

While someone watching me hold a gun to Smith’s head and demand his car might say that I am trying to “persuade” him that appears to me to be a misuse of the term.

So “marketing” means here messaging intended to persuade a target audience to buy the products the marketer (or his principal) desires them to buy. And “propaganda” means here messaging intended to persuade a target audience to support the ideas, ideology, policies, or political candidates that the propagandist (or his principal) desires them to adopt.

Of course, the distinctions I have drawn are not completely clear-cut demarcations; they are broad categories, and there are borderline cases. So ads for Amtrak (the federally-owned passenger rail system) can be viewed not merely as marketing the service, but also as propaganda for the federal government. Similarly, a regime that runs ads bragging about its new universal healthcare system can be viewed as making propaganda for public support but also as purchasing the support of the majority by giving them services paid for by taxing a minority. But I want to distinguish here between the use of force and the trading of goods, on the one hand, from the messages about them, on the other.

Let us turn to the Nazi propaganda machine. (I will look at both the Nazi power and purchase machines in subsequent reviews.) As Nicholas O’Shaughnessy has accurately observed in a recent article, the Nazi Regime (hereafter just “the Regime”) was based on imagery: “Propaganda was a governing philosophy, not merely a means to an end but an end in itself.” To the Regime, propaganda was foundational, and it exploited every medium it could to push the Nazi brand and its specific policies: film, newspapers, magazines, books (including children’s books), pamphlets, school curricula, art, architecture, music, performance dance, plays, sports events, public festivals and rituals, TV shows, posters, and radio shows. It was a war, a propaganda war that (like World War II) took place in various “theaters.” A theater of war is a place with natural boundaries within which military actions — “campaigns” — take place, more or less independently. The Regime waged its war by various campaigns in all the media — the theaters — of propaganda.

Let’s look at some examples. In the medium of film, the Regime had an anti-British campaign, an anti-Semitic campaign, and so on — each campaign understood as a group of films advancing that message. In the medium of popular art, posters played a big role in the presentation of the Regime’s message. The Regime focused especially on radio, issuing inexpensive radio receivers that could receive broadcasts only from the Regime. (For a detailed study of the role that radio played in the rise of the Regime, see Adena et. al.) Children’s books were made to inculcate the Regime’s message — for instance, Der Giftpilz (The Poisonous Mushroom, 1938), in which a boy and his mother go picking wild mushrooms. She teaches him the difference between edible ones and poisonous ones and then compares mushrooms with people, likening Jews to poisonous mushrooms. And newspapers such as Der Sturmer (The Attacker) and Volkischer Beobachter (The Peoples’ Observer) were potent propaganda tools.

For the purpose of waging its propaganda war, the Regime created a separate ministry, the Ministry of Public Enlightenment and Propaganda, with a staff of over 2,000 people and a budget of nearly 190 million Reichmarks. This ministry had seven divisions, one each for administration and legal matters; mass rallies, public health information, youth, and race; broadcasting; national and foreign press; film and film censorship; art, music, and theater; and defense against foreign and domestic counter-propaganda.

The principal effect of the book is the spectacle of a Regime with a massive presence in even the tiniest areas of life.

It is against this backdrop that we can consider the book under review. It isn’t about the Regime’s propaganda war, or even a major theater of it, but just a little piece — a campaign in a microtheater, so to say. It is about the uniforms and accompanying insignia that the Regime employed, that is, the dress and graphical designs used to distinguish people within an organization by rank or status. Insignia include badges, cockades, coats of arms, medals, military patches, and so on. The Regime had an enormous number of organizations, many of which had distinctive uniforms, and those uniforms and insignia helped reinforce order, discipline, and unity. Uniforms have immense psychological power to create a feeling of unity. Each of the armed forces had its uniform, as did the SA, SS, the Party hierarchy, the Hitler Youth, the Fire Service, the German Red Cross, the Railway Police, and even the Postal Service. The editors (Chris Bishop and Adam Warner) do a thorough job of showing how the insignia looked and explaining their significance. But the principal effect of the book is the spectacle of a Regime with a massive presence in even the tiniest areas of life.

The editors begin by noting that two of the most commonly employed and emotionally potent symbols were the German eagle and the swastika, which were stamped, engraved, printed, or painted on most of the medals and other items the Regime provided to groups.

The editors then take up one of the most infamous of the specific symbols, the Totenkopf or Death’s Head. The Death’s Head has a long history in the German military. It was worn by 18th-century Prussian elite units, and by certain units in World War I, including flamethrower squads and early tank units. As Bishop and Warner note, the Death’s Head was not intended as a ghoulish symbol but one that connoted the utmost devotion, literally the willingness to fight to the death.

Early in their history, the Nazis used the Death’s Head on the caps and collar patches of SS uniforms. The SS (Schutzstaffel) was formed as the elite bodyguard of Hitler, but rapidly grew, first displacing the SA (Assault Division, the Storm Troopers or Brownshirts) and then attaining a size of 800,000 at the height of the war. The SS was divided into the Allgemeine SS (the general SS) which handled police functions of all sorts in the Regime (including the Gestapo), and the Waffen SS (the armed SS), which consisted of elite fighting troops and the Totenkopfverbande (SS-TV, the concentration camp guards). The Death’s Head was on the cap of every concentration camp guard. Also, the Death’s Head was worn by armored units and a few special regular army units. But the Death’s Head worn by SS members was different from the one worn by the regular military units: it was a newer design that featured a jawbone, while the other was the traditional Prussian design (no jawbone).

The editors next discuss the various banners carried at the Nazi Party rallies, as well as the rallies themselves. The earliest rally was held in Munich in 1923 and was fairly modest, with 20,000 Party participants and an unknown number of observers. The second rally (also 1923) was in Nuremberg and featured a parade by 80,000 SA Stormtroopers. In the same year Hitler was imprisoned for the Beer Hall (or Munich) Putsch and his Party was outlawed for a few years, so the next rally was in 1926 (in Weimar). The fourth was in 1927 in Nuremberg, and featured the first torchlight parade. With the onset of the worldwide depression, the Party’s membership grew rapidly. The 1929 rally was the first “major extravaganza,” with 2,000 Party delegates listening to Hitler speak, and men marching in swastika formation. At the Berlin rally celebrating Hitler’s rise to power in 1933, attendance hit a half million. The important architect Albert Speer designed the layout of the field, with massed flags and innovative lighting. The SS and the SA had their own banners (Feldzeichen), and the Party had a special banner (the Blutfahn) that had been displayed at the Beer Hall Putsch and was stained with the blood of a Nazi “martyr.” The 1934 Nuremberg rally, fully planned by Speer, was the one featured in Leni Riefenstahl’s propaganda classic, Triumph of the Will (Triumph des Willen, 1935). The largest Nuremberg rally was held in 1938. The editors show the various flags and banners that figured so prominently in these rallies.

The Death’s Head was not intended as a ghoulish symbol but one that connoted the utmost devotion, literally the willingness to fight to the death.

The next section of the book is devoted to the uniforms, badges, patches, and ceremonial daggers used by the SA, the Storm Troopers, also called the Brownshirts. Bishop and Warner briefly sketch the history of the SA from its start in 1924 to its peak strength of about two million in 1934. They do not report the killing of its leaders in the “Night of the Long Knives” and its subsequent displacement by the SS.

The editors then show us the uniforms, patches, banners and ceremonial daggers of the Hitlerjugend (Hitler Youth), which was formed in 1926 and absorbed all the other German youth groups in 1933. In 1939, all German boys and girls were required to join the Hitlerjugend — which came to have 3.5 million members. Actually, children ages 10–14 first joined the Jungvolk (for boys) and Jungmadel (for girls). At age 14, the girls entered the Bund Deutscher Madel where they focused on training for house or farm work. At age 15, the boys entered the Hitlerjugend proper, where they trained for military service. With the outbreak of war in 1939, a million of them worked in the war effort. When the Regime started losing the war in 1943, they were inducted into the armed forces, where they acquired a reputation for fighting with extreme devotion, suffering enormous losses along the way.

Bishop and Warner move on to the uniforms and insignia uniquely worn by Nazi officials — the NSDAP Leadership Corps. These officials fell into seven, dizzyingly multiplying groups. The first and foremost consisted of the Führer, of course. Then there were the Party Directorate (Reichsleitung); the hierarchy of men employed in monitoring the populace, the “bearers of sovereignty”; the Gauleiters, who controlled territories the size of a county; Kreisleiters, who controlled areas that were large subdivisions of a county; Ortsgruppenleiters, in control of towns, groups of small villages, or city districts of about 1500 to 3000 households; Zellenleiters, in charge of smaller groups of households equal to four to eight city blocks; and finally the Blockleiters, the political controllers of about 40 to 60 households. Each lower level reported to the higher — with the Gauleiters reporting directly to the Führer — and all had the authority to call in the SA, SS, or other organizations to help enforce discipline.

The editors then describe the orders and paraphernalia of the Luftwaffe (the air force). The Luftwaffe was formed in 1933 but kept hidden because it was forbidden by the Treaty of Versailles. It was made public in 1935, at which time it had 1,000 aircraft and 20,000 members. It grew rapidly, and by 1939 had about 1.5 million men in uniform — though only about 50,000 of them were airmen. The Luftwaffe formal uniform was similar to that of the RAF — blue, with rank badges and lapels. Returning to the SS, Bishop and Warner take up the SS uniforms. The SS started with a black uniform, but as it grew, the Allgemeine SS and the Totenkopfverbande kept the black uniforms (with the characteristic SS runes and Death’s Head badges), while the remaining Waffen SS members, who fought alongside the regular Army, began to resemble those military service members, though keeping the SS patches and badges.

Next up are the various medals, orders, and honor insignia the Regime issued, which could be found on any of the uniforms. For courage in battle, the Regime kept the two orders of the traditional Iron Cross (the Eisernes Kreuz), but added a new order for conspicuous gallantry, the Knight’s Cross (Ritterkreuz), which could be repeatedly given, and had additional grades: Oakleaves; Oakleaves and Swords; Oakleaves, Swords, and Diamonds; and Golden Oakleaves, Swords and Diamonds. Additionally, there were specific combat awards, such as the Luftwaffe Pilot’s Badge (given to pilots upon completion of flight school); the Luftwaffe Flak Badge, awarded on a point basis for bringing down aircraft; the Wound Badge (gold, silver, or black, depending upon how many wounds the soldier received); and the High Seas Fleet badge (for a sailor of the Kriegsmarine serving 12 weeks on a battleship or cruiser).

The Party had a special banner that had been displayed at the Beer Hall Putsch and was stained with the blood of a Nazi “martyr.”

The editors discuss decorative porcelain and china, much of it made at the Dachau concentration camp — the SS ran various industries staffed by concentration camp labor. The Regime either sold these items to the public or gave them as gifts or mementoes. They then show us some of the large number of awards the Regime gave out for long service, good conduct, bearing children, long-term Party membership, and exemplary service, even for street fighting: the Meritorious Order of the German Eagle (for friendly foreign dignitaries); the Cross of Honor of the German Mother (bronze for four or five children, silver for six or seven, and gold for eight or more); the Faithful Service Cross (for members of the public services who worked continuously for 25 or 40 years); and the Gold Party Badge (for the first 100,000 members of the party).

The use of the Nazi eagle is discussed in a separate section, with illustrations of its appearance on buildings, uniforms, medals, daggers, and so on. The eagle had been used as a German national symbol since AD 800 and was embraced by the Regime as the symbol of the Aryan race.

We next see the uniforms and insignia worn by the Ordnungspolizei (the “Orpo,” the ordinary police, which included inter alia the urban police, the rural police, the water and river police, and the fire service). All of these police and ancillary forces were under the direct control of the SS. It is just to describe the Nazi Regime as a massive police state.

It was also a state that seems to have been endlessly involved in propagating armed services of every kind, as Bishop and Warner illustrate in their consideration of the insignia of the NSKK (the Nationalsocialistisches Kraftfahrkorps, i.e., the National Socialist Motor Corps). The NSKK started life in 1930 as the NSAK (Nazi Automobile Corps), a motor pool for transporting party members that was under the control of the SA. In the ensuring four years it was renamed and became independent. The NSKK acted was a training organization to teach people how to drive, a traffic enforcement force, and a roadside assistance service — rather like the Auto Club combined with traffic cops. But with the start of war, it was militarized and given the duty of providing logistical support for the SS and Wehrmacht.

The editors discuss and illustrate the various symbols put on documents issued by the SS. They also review the wide variety of items that served as mementoes of the Nuremberg mass rallies. Nuremberg had a special significance for Germans; it was the meeting place for the Germanic rulers of the medieval period. The mementoes included pennants, plates, certificates, plaques, postcards, medals, and badges. The dispensing of mementoes — however kitschy — was a way of purchasing support for the Party as well as propagandizing for it.

All of these police and ancillary forces were under the direct control of the SS. It is just to describe the Nazi Regime as a massive police state.

An important part of Nazi ideology is the Führerprinzip — the "leader principle" — formulated by Hitler as early as 1921. It meant that any organization must always be ruled by the strongest individual — the Overman — and that this individual will always rise above the pack. Stripped of the Nietzschean cant, it really meant that Hitler was to be more than just the absolute dictator; he would be the object of worship in a personality cult. Pictures of Hitler were displayed everywhere, and the greeting “Heil Hitler!” accompanied by a Roman salute, was the required greeting during the tenure of his Regime. The editors give the reader a number of examples of Führer mementoes: such as porcelain plaques commemorating his 50th birthday, gold-embossed, leather bound editions of Mein Kampf, and personal invitations from him. Some of this was sold, but much of it was given away — again, propagandizing and purchasing go together.

In the next two sections the editors return to uniforms. They discuss and show the uniforms and insignia for the Panzerwaffe (the tank force, within the Reichsheer, or German regular army). The Regime certainly had very snappy uniform designs across the board; the Panzerwaffe arguably had the snappiest. The Germans had tank units as early as 1917, but the Treaty of Versailles forbade Germany from building tanks. Yet the army clearly planned to develop tank units in 1929, years before Hitler took office, for that was when it designed the new tank unit uniforms. The formal uniforms were black, with the Prussian Death’s Head emblems within pink borders, and instead of peaked caps, they had berets. (The field uniforms the tank soldiers wore in the African desert war were of light tan, no doubt for the sake of comfort.) The editors also show us the familiar gray Reichsheer uniforms, together with the officers’ dress daggers and other emblems and patches.

The book discusses SS cuff titles and infantry equipment, before turning to yet another uniform, this for the Reichsarbeitsdienst (the RAD, or the Reich labor service). Before the war, the RAD put men to work on large-scale infrastructure projects, while also training them for military service. In 1935, the Regime ordered all men between 18 and 35 to work in the RAD for a six-month term. With the outbreak of war, the RAD became in effect construction battalions for the Wehrmacht. Again, great care obviously went into the design of the RAD uniform, which had a sort of axe-like knife — a small machete — rather than a dagger, and unique forester caps.

In examining the insignia of foreign legions, which is their next task, Bishop and Warner rightly note that most people are unaware that about two million men from other nations fought with the Nazis, sometimes voluntarily, sometimes because of coercion, and sometimes — as in the case of General Vlasov’s Russian Liberation Army — sometimes because of rebellion against their own governments. We see insignia from uniforms for Bosnian Muslims, Muslims from Turkestan, Danish volunteers, Latvian volunteers, and others.

The editors examine the use of the swastika on banners and flags. Usually appearing in black within a white circle against a red surround, it became a common ensign in 1933 when the Regime took power and the national flag two years later. The swastika was an Indian symbol; indeed, the word swastika is Sanskrit, the language used by the Aryans, the Indic people.As early as 1910, racists in Germany associated it with the so-called “Aryan” race, and the Nazis adopted it as their own symbol. The book also returns to the design of the Iron Cross.

The book discusses very briefly Nazi art (specifically, statuettes and dishes) before turning to the various daggers carried by uniformed organizations. Not only did fighting units carry symbolic daggers, but so did members of the German Red Cross, the Forestry Service, the National Political Education Institute, and even railway and postal workers. For most services, the dagger was merely part of the uniform, the symbol of the warrior. But for the SS, the dagger was only awarded after someone successfully passed probation, and had to be returned if the person was dismissed from the organization.

Hitler was to be more than just the absolute dictator; he would be the object of worship in a personality cult.

This brings us to the uniforms and insignia associated with elite Party schools, primary and secondary. One group of such schools was the Napolas(the National Political Training Academies), initially run by the SA and SS with the cooperation of the Ministry of Education. The second major group was the Adolf Hitler Schools, run independently of the Ministry of Education, but closely associated with the Hitler Youth.

After a short discussion of Nazi Party printed media (the Party newspaper, books, and magazines), Bishop and Warner return to uniforms and insignia, first of the foreign Nazis (in Slovakia, Moravia, Bohemia, Norway and Holland) — another topic of which most people are unaware — and of the SD (the Sicherheitsdienst, the security service, later combined with the Gestapo and Kripo) and a few of the many civilian uniforms. The Germans had well over 60 different uniformed organizations, from the German Red Cross and Customs Service down to the National Stud Farms groups. The prospect of these groups, each with its uniform, cap, dagger, eagle, swastika, and whatnot, is vast and appalling. One is relieved when one comes to the discussion of the Nazi party badge and other tokens, because these are the last items considered.

I have many problems with the Nazis, but only a few with Bishop and Warner’s book. First, they include a section about Nazi art, although (like all the sections of the book) it is quite short. A proper discussion of the Regime’s propaganda campaigns in the realm (or theater of war) of art needs a separate book, and is in any case quite distinct from the topic of uniforms and their symbolic paraphernalia. The same criticism applies to the editors’ brief and out-of-place discussion of Party print media.

Second, the book would have been better structured around the separate uniformed services (SA, SS, NSDAP hierarchy, and so on), with each in a separate chapter. For example, the editors could have collected the four scattered sections of the book on SS uniforms, SS documents, SS cuff titles, and SS personalities into one proper chapter.

Third, the book should have had an introduction discussing the psychological power of uniforms and the different psychological effects of different forms of uniforms. There has been a fair amount of psychological research on this topic, some of which is discussed in an article by Richard Johnson. Consider just the color of uniforms. Psychological surveys of college students show that they associate colors such as white and yellow with weakness, blue with security, and black and brown with strength. Is it a mere coincidence that the preferred colors for the Regime’s numerous uniforms were darker: blue for the Luftwaffe, gray for the army, brown for the SA and NSDAP Party higher-ups, black for the SS and Panzerwaffe?

Perhaps one sign of the power of the design of the extravagant array of Nazi insignia and paraphernalia is the number of websites that sell these items even today, and the prices they typically fetch.

These issues notwithstanding, this slim volume, with numerous color photos, is a valuable contribution to our understanding of Nazi propaganda in particular and propaganda in general — not least because it shows just how much effort the Regime put into even this little piece of the war.


Editor's Note: Review of “German Insignia of World War II,” edited by Chris Bishop and Adam Warner. Chartwell Books, 2013, 144 pages.



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The Olympics and Liberty

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I’m often asked what makes a film “libertarian.” Does it need to be set in a dystopian totalitarian future? Must the protagonist be fighting a government bureaucracy or authority? Many libertarian films do contain those features. But my favorites are those in which a protagonist achieves a goal or overcomes obstacles without turning to the government to fix things.

Two such films are in theaters now, and both are based on true stories about Olympic athletes who achieved their goals in spite of government interference, not because of government aid. Race tells the Jesse Owens story, and Eddie the Eagle tells the Michael Edwards story. Both are worth seeing.

Race is the perfect title for this film that focuses on both racing and racism. Owens was one of the most famous athletes of the 20th century. Historian Richard Crepeau (who spoke at FreedomFest last year) described the 1935 college track meet at Ann Arbor in which Owens, in the space of 45 minutes, set three world records and tied a fourth as “the most impressive athletic achievement since 1850.” Nevertheless, Owens (Stephan James) is not welcome at the 1936 Olympics in Berlin. Adolf Hitler (Adrian Zwicker) intends to use “his” Olympics as a propaganda piece to highlight the physical superiority of the Aryan race, and he does not want any blacks or Jews to spoil his plan. He hires filmmaker Leni Riefenstahl (Carice van Houten) to document the glorious event.

The film reveals the backstage negotiations between Olympic Committee representative Avery Brundage (Jeremy Irons) and the German organizing committee at which Brundage insisted on assurances that Jews and blacks would be allowed to compete. Brundage’s insistence is somewhat hypocritical, considering the treatment Owens and other black athletes were enduring at home, but he was successful in forestalling a threatened American boycott of the Games.

What makes a film “libertarian”? Does it need to be set in a dystopian totalitarian future? Must the protagonist be fighting a government bureaucracy or authority?

Owens faces similar pressure from the NAACP, as he is warned that he ought to boycott the Games to protest racism in Germany. Owens feels the weight of his race as he considers the conflict, but in the end he delivers the most resounding protest of all, winning four gold medals and derailing Hitler’s plan in short order. This is as it should be. What good would it have done if Owens had stayed home to protest German policy? Would it have made any difference? Would anyone even have noticed? I felt the same way when President Carter made the opposite decision in 1980 and forced American athletes to boycott the 1980 Games in Moscow to protest Russia’s invasion of Afghanistan. What good did it do to destroy the dreams of hundreds of American athletes who had trained their whole lives to compete in a tournament that comes along only once every four years? Did it help anyone in Afghanistan? Did it hurt all those Russian athletes who took home more medals because the Americans weren’t there? I think not.

In the movie, Owens also faces the pressure of athletic celebrity, and Stephan James skillfully portrays the ambition and the temptations of a small-town boy chasing big-time dreams. He is anchored in his pursuits by his college coach Larry Snyder (Jason Sudeikis) and his girlfriend Ruth (Shanice Banton), who would become his wife and partner until the day he died in 1980. As with most sports films, the outcome of the contest is known from the beginning. The real story is how the hero gets there, and how he conducts himself along the way. Owens was a hero worthy of the title.

Eddie the Eagle tells the story of an Olympic hero of a different sort — one who is remembered for his tenacity rather than his innate skill. Michael Edwards (played by Taron Egerton as an adult and by brothers Tommy Costello, Jr. at 10 years old and Jack Costello at 15) simply dreams of being an Olympian; he doesn’t care what sport. His mother (Jo Hartley) nurtures that dream, giving him a special biscuit tin to hold his medals and praising his accomplishments, even if it’s just holding his breath for 58 seconds. Ironically, Eddie is motivated by a picture of Jesse Owens in a book about the Olympics. By contrast, Eddie’s father (Keith Allen) is a pragmatist, encouraging Eddie to give up his silly dreams and become a plasterer like him. His father isn’t a bad man; he just wants to protect his son from disappointment and financial waste. Fortunately for Eddie, he has the kind of optimistic personality that simply doesn’t hear criticism.

Owens feels the weight of his race as he considers the conflict, but in the end he delivers the most resounding protest of all, winning four gold medals and derailing Hitler’s plan in short order.

Eddie settles on skiing as his sport and manages to qualify for the British Olympic team, but the Committee cuts him because he “isn’t Olympic material.” Read: you don’t dress well or look right and you’re rather clumsy. Undaunted, Eddie turns to ski jumping because — well, because no one else in Britain competes in ski jumping. If he can compete in an international event and land on his feet, he can qualify for the Calgary Olympics. This is the same year that the Jamaican bobsled team slipped through the same loophole — a loophole that was quickly closed before the following season. Now athletes must compete internationally and place in the top 30% of finishers in order to qualify. But in 1988, if you could find a sport that few people in your country competed in, you could literally “make the team.”

With his father’s van and his mother’s savings, Eddie takes off for the training slopes in Germany. There he tackles the jumps, crashes on his landings, and tackles the jumps again. When he lands the 15-meter jump successfully, he moves on to the 40 and the 70, crashing more than he lands. Low camera angles during the jumps create the sensation of height and speed, providing a rush of adrenaline for the audience. Frequent shots of Eddie tumbling after a crash emphasize just how risky this beautiful sport is. We admire Eddie’s persistence, even as we cringe at his crashes. He believes in himself, no matter what.

Eventually he meets up with Bronson Peary (Hugh Jackman), a chain-smoking, hard-drinking slope groomer who looks incredibly lean and buff for an alcoholic. Peary turns out to be a former ski jumper who lost his chance for Olympic glory by not taking his training seriously. This, of course, sets us up for the perfect sports metaphor movie: unskilled amateur with indomitable heart meets innately talented athlete who threw it all away, and both find redemption while training for the Games.

Eddie turns to ski jumping because — well, because no one else in Britain competes in ski jumping.

It’s a great story about overcoming obstacles, sticking with a goal, and ignoring the naysayers. It demonstrates the power of a mother’s encouragement, and the possibility that even a poor, farsighted boy from a working-class neighborhood can achieve his dreams — if he doesn’t kill himself practicing for it.

All this allows us to forgive the fact that the movie mostly isn’t true. Yes, Michael Edwards did compete in the Calgary Olympics. He did set a British record for ski-jumping, despite coming in dead last in both events, simply because, as the only British jumper, his was the only British record. His exuberance and joy just for participating in the Olympics led to his being the only individual athlete referred to specifically in the closing speech that year (“some of us even soared like an eagle”). But Bronson Peary never existed, and Michael Edwards actually trained with US coaches at Lake Placid, albeit with limited funds that caused him to use ill-fitting equipment. But that wouldn’t have given us such a feel-good story.


Editor's Note: Reviews of "Race," directed by Stephen Hopkins. Forecast Pictures, 2016, 134 minutes; and "Eddie the Eagle," directed by Dexter Fletcher. Pinewood Studios, 2016, 106 minutes.



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